This bingo card has a free space and 24 words: Client exhibits unusual concern about our compliance with government reporting requirements and AML policies particularly concerning his or her identity, or type of business and assets., Client wishes to engage in transactions that lack business sense or differ from stated investment strategy., Client has multiple accounts under a single name or multiple names with a large number of interaccount to third party transfers., Client makes a deposit followed by immediate request for withdrawal of those same funds., Refuses to identify a legitimate source for funds or information is false, misleading or substantially incorrect., "Structures" deposits, withdrawals or purchase of monetary instruments below a certain amount to avoid reporting or recordkeeping requirements., Wire activity that is unexplained, repetitive, unusually large or shows unusual patterns or with no apparent business purpose., Physical certificate is titled differently than the account., Customer engages in prearranged or other non-competitive trading, including wash or cross trades of illiquid securities., Customer engages in trading activity inconsistent with their stated investment objective., Customer's trading patterns suggest that he or she may have inside information., Company has experienced frequent or continuous changes in its business structure., Cancels an insurance contract and directs funds to a third party., Purchases an insurance product with unknown or unverifiable source of funds, such as cash, official checks or sequentially numbered money orders., Maintains multiple accounts, or maintains accounts in the names of family members or corporate entities with no apparent business or other purpose., Unexplained high level of account activity with very low levels of securities transactions., Law enforcement subpoenas., Large number of securities transactions across a number of jurisdictions., Client becomes subject of an adverse news reports (after account opening process)., Client's phone number provided is disconnected., Client is a walk in or obtained via broker of the day., Customer with no discernable reason for using the firm's service., Client is from an area of the country that geographically doesn't make sense to contact the given branch and Client attempts to use different tax id numbers with variations of his or her name..
Advanced AML Red-Flag Bingo | NP Fraud Bingo | Accounting Review | 🚩EFE Bingo 🚩 | Bingo Fun
Share this URL with your players:
For more control of your online game, create a clone of this card first.
Learn how to conduct a bingo game.
With players vying for a you'll have to call about __ items before someone wins. There's a __% chance that a lucky player would win after calling __ items.
Tip: If you want your game to last longer (on average), add more unique words/images to it.
