Employee Compliance

Employee Compliance Bingo Card
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This bingo card has a free space and 48 words: Personal Account Dealing, Insurance License, Non Resident License, Cross Border, Anti-Corruption, QAR, Recommendation, Connected Person, Producer, Disclose Preclear Certify, ViC Evergreen, Anything of Value, Recidivist, No Defect, Non Compliance, Resident License, Renewals, Client Procedure, AC Compliance Officer, ECQA, NC, MNPI, Maintenance, Department of Insurance, Global Security, 60 days, CP, Initial Quarterly Annual, Carrier Appointment, L3, Impacted WF Member, Political Contribution, Hawkeye, CO, Window List, Managed, 30 Days, 24 Months, Onboarding, Preclearance Denial, Preclearance, PR, L1, L2, L3, Self Directed, Prohitbited Transaction, Prospecting of New Clients, Violation, Approved Broker and iComply.

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