TimeHorizonFinancialRecordsHighWaterMarkProfessionalDesignationSECCash vAccrualKnowsASLAdvertisingAUMFeeNegativeConsentFormU6RIAHeightenedSupervisionPet otherthancat/dogDeficiencyLetterCustodianLPOABourbonStreetOptionsTradingMutualFundSeries66$100MillionThresholdNASAAPres.MarniGibsonFormU4OTCSecuritiesBirthdaythismonthFormU5BooksandRecordsIARCEWorks inregulationFirst timeat trainingconf.ConcurSuitability/WSPQualifiedClientDiversificationUnsuitableInvestmentDiscretionReverseChurningLiquidNetWorthFINRAADVPart 1BBalanceSheetCustodyADV 2ADeliveryFailureKnowsmartialartsLearneda newacronymIARBeneficiaryDeMinimisExemptionADVPart 2BDeficiencyMarketIndexTradeBlotterEmptynesterWorkedat an RIAbeforeTrustedContactPersonReadADV startto finishRoutineExaminationRegDPPMConcentrationRiskSLOAMet aJohn ata conf.CybersecurityPolicyUnearnedRevenueOBAMisseda flightNeverdone areg examBondCodeofEthicsGeneralLedgerNetWorthAnnuitiesTraveledfor anexamWrapFeePooledInvestmentVehicleChiefComplianceOfficerFormCRSHas 4+petsAttendeda conf.beforeAdvisoryContractSolicitorMississippiRiverLived/workedon a farmSeries65IARDNASAAConnectETFADV Part1A/ScheduleANeedscoffee tofunctionIncomeStatement-P&LNASAAModelRulesTimeHorizonFinancialRecordsHighWaterMarkProfessionalDesignationSECCash vAccrualKnowsASLAdvertisingAUMFeeNegativeConsentFormU6RIAHeightenedSupervisionPet otherthancat/dogDeficiencyLetterCustodianLPOABourbonStreetOptionsTradingMutualFundSeries66$100MillionThresholdNASAAPres.MarniGibsonFormU4OTCSecuritiesBirthdaythismonthFormU5BooksandRecordsIARCEWorks inregulationFirst timeat trainingconf.ConcurSuitability/WSPQualifiedClientDiversificationUnsuitableInvestmentDiscretionReverseChurningLiquidNetWorthFINRAADVPart 1BBalanceSheetCustodyADV 2ADeliveryFailureKnowsmartialartsLearneda newacronymIARBeneficiaryDeMinimisExemptionADVPart 2BDeficiencyMarketIndexTradeBlotterEmptynesterWorkedat an RIAbeforeTrustedContactPersonReadADV startto finishRoutineExaminationRegDPPMConcentrationRiskSLOAMet aJohn ata conf.CybersecurityPolicyUnearnedRevenueOBAMisseda flightNeverdone areg examBondCodeofEthicsGeneralLedgerNetWorthAnnuitiesTraveledfor anexamWrapFeePooledInvestmentVehicleChiefComplianceOfficerFormCRSHas 4+petsAttendeda conf.beforeAdvisoryContractSolicitorMississippiRiverLived/workedon a farmSeries65IARDNASAAConnectETFADV Part1A/ScheduleANeedscoffee tofunctionIncomeStatement-P&LNASAAModelRules

Untitled Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Time Horizon
  2. Financial Records
  3. High Water Mark
  4. Professional Designation
  5. SEC
  6. Cash v Accrual
  7. Knows ASL
  8. Advertising
  9. AUM Fee
  10. Negative Consent
  11. Form U6
  12. RIA
  13. Heightened Supervision
  14. Pet other than cat/dog
  15. Deficiency Letter
  16. Custodian
  17. LPOA
  18. Bourbon Street
  19. Options Trading
  20. Mutual Fund
  21. Series 66
  22. $100 Million Threshold
  23. NASAA Pres. Marni Gibson
  24. Form U4
  25. OTC Securities
  26. Birthday this month
  27. Form U5
  28. Books and Records
  29. IAR CE
  30. Works in regulation
  31. First time at training conf.
  32. Concur
  33. Suitability/WSP
  34. Qualified Client
  35. Diversification
  36. Unsuitable Investment
  37. Discretion
  38. Reverse Churning
  39. Liquid Net Worth
  40. FINRA
  41. ADV Part 1B
  42. Balance Sheet
  43. Custody
  44. ADV 2A Delivery Failure
  45. Knows martial arts
  46. Learned a new acronym
  47. IAR
  48. Beneficiary
  49. De Minimis Exemption
  50. ADV Part 2B
  51. Deficiency
  52. Market Index
  53. Trade Blotter
  54. Empty nester
  55. Worked at an RIA before
  56. Trusted Contact Person
  57. Read ADV start to finish
  58. Routine Examination
  59. Reg D
  60. PPM
  61. Concentration Risk
  62. SLOA
  63. Met a John at a conf.
  64. Cybersecurity Policy
  65. Unearned Revenue
  66. OBA
  67. Missed a flight
  68. Never done a reg exam
  69. Bond
  70. Code of Ethics
  71. General Ledger
  72. Net Worth
  73. Annuities
  74. Traveled for an exam
  75. Wrap Fee
  76. Pooled Investment Vehicle
  77. Chief Compliance Officer
  78. Form CRS
  79. Has 4+ pets
  80. Attended a conf. before
  81. Advisory Contract
  82. Solicitor
  83. Mississippi River
  84. Lived/worked on a farm
  85. Series 65
  86. IARD
  87. NASAA Connect
  88. ETF
  89. ADV Part 1A/Schedule A
  90. Needs coffee to function
  91. Income Statement- P&L
  92. NASAA Model Rules