ADV 2ADeliveryFailureTraveledfor anexamNASAAModelRulesUnsuitableInvestmentQualifiedClientChiefComplianceOfficerAnnuitiesBalanceSheetWorkedat an RIAbeforeHeightenedSupervisionAdvertisingOBATimeHorizonDiscretionDiversificationSolicitorFINRAADV Part1A/ScheduleAConcentrationRiskLearneda newacronymReadADV startto finishOptionsTradingNegativeConsentCybersecurityPolicyADVPart 1BCodeofEthicsBooksandRecordsPooledInvestmentVehicleMisseda flightAttendeda conf.beforeUnearnedRevenueDeficiencyLetterPet otherthancat/dogSeries66Works inregulationBourbonStreetSuitability/WSPGeneralLedgerFormCRSReverseChurningMet aJohn ata conf.IncomeStatement-P&LFormU6WrapFeeProfessionalDesignation$100MillionThresholdNetWorthAUMFeeBirthdaythismonthPPMOTCSecuritiesIARBondHas 4+petsLPOASECNeedscoffee tofunctionMarketIndexFirst timeat trainingconf.CustodianKnowsASLBeneficiaryEmptynesterDeMinimisExemptionIARDTrustedContactPersonConcurNASAAPres.MarniGibsonFormU5IARCECustodyETFNASAAConnectSLOAKnowsmartialartsRIAADVPart 2BRegDMississippiRiverCash vAccrualMutualFundAdvisoryContractRoutineExaminationNeverdone areg examDeficiencyTradeBlotterHighWaterMarkLiquidNetWorthFinancialRecordsLived/workedon a farmSeries65FormU4ADV 2ADeliveryFailureTraveledfor anexamNASAAModelRulesUnsuitableInvestmentQualifiedClientChiefComplianceOfficerAnnuitiesBalanceSheetWorkedat an RIAbeforeHeightenedSupervisionAdvertisingOBATimeHorizonDiscretionDiversificationSolicitorFINRAADV Part1A/ScheduleAConcentrationRiskLearneda newacronymReadADV startto finishOptionsTradingNegativeConsentCybersecurityPolicyADVPart 1BCodeofEthicsBooksandRecordsPooledInvestmentVehicleMisseda flightAttendeda conf.beforeUnearnedRevenueDeficiencyLetterPet otherthancat/dogSeries66Works inregulationBourbonStreetSuitability/WSPGeneralLedgerFormCRSReverseChurningMet aJohn ata conf.IncomeStatement-P&LFormU6WrapFeeProfessionalDesignation$100MillionThresholdNetWorthAUMFeeBirthdaythismonthPPMOTCSecuritiesIARBondHas 4+petsLPOASECNeedscoffee tofunctionMarketIndexFirst timeat trainingconf.CustodianKnowsASLBeneficiaryEmptynesterDeMinimisExemptionIARDTrustedContactPersonConcurNASAAPres.MarniGibsonFormU5IARCECustodyETFNASAAConnectSLOAKnowsmartialartsRIAADVPart 2BRegDMississippiRiverCash vAccrualMutualFundAdvisoryContractRoutineExaminationNeverdone areg examDeficiencyTradeBlotterHighWaterMarkLiquidNetWorthFinancialRecordsLived/workedon a farmSeries65FormU4

Untitled Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. ADV 2A Delivery Failure
  2. Traveled for an exam
  3. NASAA Model Rules
  4. Unsuitable Investment
  5. Qualified Client
  6. Chief Compliance Officer
  7. Annuities
  8. Balance Sheet
  9. Worked at an RIA before
  10. Heightened Supervision
  11. Advertising
  12. OBA
  13. Time Horizon
  14. Discretion
  15. Diversification
  16. Solicitor
  17. FINRA
  18. ADV Part 1A/Schedule A
  19. Concentration Risk
  20. Learned a new acronym
  21. Read ADV start to finish
  22. Options Trading
  23. Negative Consent
  24. Cybersecurity Policy
  25. ADV Part 1B
  26. Code of Ethics
  27. Books and Records
  28. Pooled Investment Vehicle
  29. Missed a flight
  30. Attended a conf. before
  31. Unearned Revenue
  32. Deficiency Letter
  33. Pet other than cat/dog
  34. Series 66
  35. Works in regulation
  36. Bourbon Street
  37. Suitability/WSP
  38. General Ledger
  39. Form CRS
  40. Reverse Churning
  41. Met a John at a conf.
  42. Income Statement- P&L
  43. Form U6
  44. Wrap Fee
  45. Professional Designation
  46. $100 Million Threshold
  47. Net Worth
  48. AUM Fee
  49. Birthday this month
  50. PPM
  51. OTC Securities
  52. IAR
  53. Bond
  54. Has 4+ pets
  55. LPOA
  56. SEC
  57. Needs coffee to function
  58. Market Index
  59. First time at training conf.
  60. Custodian
  61. Knows ASL
  62. Beneficiary
  63. Empty nester
  64. De Minimis Exemption
  65. IARD
  66. Trusted Contact Person
  67. Concur
  68. NASAA Pres. Marni Gibson
  69. Form U5
  70. IAR CE
  71. Custody
  72. ETF
  73. NASAA Connect
  74. SLOA
  75. Knows martial arts
  76. RIA
  77. ADV Part 2B
  78. Reg D
  79. Mississippi River
  80. Cash v Accrual
  81. Mutual Fund
  82. Advisory Contract
  83. Routine Examination
  84. Never done a reg exam
  85. Deficiency
  86. Trade Blotter
  87. High Water Mark
  88. Liquid Net Worth
  89. Financial Records
  90. Lived/worked on a farm
  91. Series 65
  92. Form U4