DeclineinvitationOutsideBusinessActivityPreapprovalAccessPersonTradeerrorlogNever.PrudentInvestorActNo.InvestmentInstructionsPhonecall3DaysInsiderTradingPolicyConfidentialinfoConflictofInterestReportabuseTradingReport tocomplianceClientconfidentialinformationStockcertificateConfessit.NamedropUp-to-dateArchivingrequirementComplianceContract3rd PartyTransferof fundsNone.One-on-oneMarketingVerbalconfirmationITCompliancemanualExhibitCFiduciaryLowestcostMediapostingsCodeofEthicsConsultcomplianceTestimonialCompliancepre-approvalIPO(orPrivateinvestments)DeclineinvitationOutsideBusinessActivityPreapprovalAccessPersonTradeerrorlogNever.PrudentInvestorActNo.InvestmentInstructionsPhonecall3DaysInsiderTradingPolicyConfidentialinfoConflictofInterestReportabuseTradingReport tocomplianceClientconfidentialinformationStockcertificateConfessit.NamedropUp-to-dateArchivingrequirementComplianceContract3rd PartyTransferof fundsNone.One-on-oneMarketingVerbalconfirmationITCompliancemanualExhibitCFiduciaryLowestcostMediapostingsCodeofEthicsConsultcomplianceTestimonialCompliancepre-approvalIPO(orPrivateinvestments)

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Decline invitation
  2. Outside Business Activity
  3. Preapproval
  4. Access Person
  5. Trade error log
  6. Never.
  7. Prudent Investor Act
  8. No.
  9. Investment Instructions
  10. Phone call
  11. 3 Days
  12. Insider Trading Policy
  13. Confidential info
  14. Conflict of Interest
  15. Report abuse
  16. Trading
  17. Report to compliance
  18. Client confidential information
  19. Stock certificate
  20. Confess it.
  21. Name drop
  22. Up-to-date
  23. Archiving requirement
  24. Compliance
  25. Contract
  26. 3rd Party Transfer of funds
  27. None.
  28. One-on-one
  29. Marketing
  30. Verbal confirmation
  31. IT
  32. Compliance manual
  33. Exhibit C
  34. Fiduciary
  35. Lowest cost
  36. Media postings
  37. Code of Ethics
  38. Consult compliance
  39. Testimonial
  40. Compliance pre-approval
  41. IPO(or Private investments)