MediapostingsPreapprovalNamedropReport tocomplianceExhibitCTradingOne-on-oneStockcertificateInvestmentInstructionsOutsideBusinessActivityNone.Up-to-dateTradeerrorlogConfidentialinfoVerbalconfirmationInsiderTradingPolicyConflictofInterestConfessit.PrudentInvestorActConsultcomplianceContractIPO(orPrivateinvestments)TestimonialNever.CodeofEthicsAccessPersonPhonecallMarketingClientconfidentialinformationComplianceDeclineinvitationReportabuseFiduciaryIT3rd PartyTransferof fundsCompliancemanualCompliancepre-approvalArchivingrequirementNo.3DaysLowestcostMediapostingsPreapprovalNamedropReport tocomplianceExhibitCTradingOne-on-oneStockcertificateInvestmentInstructionsOutsideBusinessActivityNone.Up-to-dateTradeerrorlogConfidentialinfoVerbalconfirmationInsiderTradingPolicyConflictofInterestConfessit.PrudentInvestorActConsultcomplianceContractIPO(orPrivateinvestments)TestimonialNever.CodeofEthicsAccessPersonPhonecallMarketingClientconfidentialinformationComplianceDeclineinvitationReportabuseFiduciaryIT3rd PartyTransferof fundsCompliancemanualCompliancepre-approvalArchivingrequirementNo.3DaysLowestcost

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Media postings
  2. Preapproval
  3. Name drop
  4. Report to compliance
  5. Exhibit C
  6. Trading
  7. One-on-one
  8. Stock certificate
  9. Investment Instructions
  10. Outside Business Activity
  11. None.
  12. Up-to-date
  13. Trade error log
  14. Confidential info
  15. Verbal confirmation
  16. Insider Trading Policy
  17. Conflict of Interest
  18. Confess it.
  19. Prudent Investor Act
  20. Consult compliance
  21. Contract
  22. IPO(or Private investments)
  23. Testimonial
  24. Never.
  25. Code of Ethics
  26. Access Person
  27. Phone call
  28. Marketing
  29. Client confidential information
  30. Compliance
  31. Decline invitation
  32. Report abuse
  33. Fiduciary
  34. IT
  35. 3rd Party Transfer of funds
  36. Compliance manual
  37. Compliance pre-approval
  38. Archiving requirement
  39. No.
  40. 3 Days
  41. Lowest cost