TradingFiduciaryNever.ExhibitCReport tocomplianceInsiderTradingPolicyDeclineinvitationReportabuseCodeofEthicsTestimonialInvestmentInstructionsMediapostings3DaysConflictofInterestStockcertificateConsultcompliance3rd PartyTransferof fundsCompliancemanualCompliancepre-approvalMarketingComplianceNo.None.VerbalconfirmationUp-to-datePhonecallOne-on-oneArchivingrequirementContractConfidentialinfoIPO(orPrivateinvestments)PrudentInvestorActOutsideBusinessActivityLowestcostPreapprovalTradeerrorlogAccessPersonITConfessit.NamedropClientconfidentialinformationTradingFiduciaryNever.ExhibitCReport tocomplianceInsiderTradingPolicyDeclineinvitationReportabuseCodeofEthicsTestimonialInvestmentInstructionsMediapostings3DaysConflictofInterestStockcertificateConsultcompliance3rd PartyTransferof fundsCompliancemanualCompliancepre-approvalMarketingComplianceNo.None.VerbalconfirmationUp-to-datePhonecallOne-on-oneArchivingrequirementContractConfidentialinfoIPO(orPrivateinvestments)PrudentInvestorActOutsideBusinessActivityLowestcostPreapprovalTradeerrorlogAccessPersonITConfessit.NamedropClientconfidentialinformation

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Trading
  2. Fiduciary
  3. Never.
  4. Exhibit C
  5. Report to compliance
  6. Insider Trading Policy
  7. Decline invitation
  8. Report abuse
  9. Code of Ethics
  10. Testimonial
  11. Investment Instructions
  12. Media postings
  13. 3 Days
  14. Conflict of Interest
  15. Stock certificate
  16. Consult compliance
  17. 3rd Party Transfer of funds
  18. Compliance manual
  19. Compliance pre-approval
  20. Marketing
  21. Compliance
  22. No.
  23. None.
  24. Verbal confirmation
  25. Up-to-date
  26. Phone call
  27. One-on-one
  28. Archiving requirement
  29. Contract
  30. Confidential info
  31. IPO(or Private investments)
  32. Prudent Investor Act
  33. Outside Business Activity
  34. Lowest cost
  35. Preapproval
  36. Trade error log
  37. Access Person
  38. IT
  39. Confess it.
  40. Name drop
  41. Client confidential information