StockcertificateConfidentialinfoDeclineinvitationClientconfidentialinformationArchivingrequirementNamedropCodeofEthicsLowestcostFiduciaryComplianceNone.InsiderTradingPolicyInvestmentInstructionsVerbalconfirmationExhibitCCompliancemanual3DaysTestimonialReport tocomplianceReportabusePrudentInvestorActAccessPersonOutsideBusinessActivityIPO(orPrivateinvestments)One-on-oneTradingConfessit.Never.ConflictofInterestMarketingPhonecallCompliancepre-approvalPreapprovalMediapostings3rd PartyTransferof fundsConsultcomplianceContractUp-to-dateNo.TradeerrorlogITStockcertificateConfidentialinfoDeclineinvitationClientconfidentialinformationArchivingrequirementNamedropCodeofEthicsLowestcostFiduciaryComplianceNone.InsiderTradingPolicyInvestmentInstructionsVerbalconfirmationExhibitCCompliancemanual3DaysTestimonialReport tocomplianceReportabusePrudentInvestorActAccessPersonOutsideBusinessActivityIPO(orPrivateinvestments)One-on-oneTradingConfessit.Never.ConflictofInterestMarketingPhonecallCompliancepre-approvalPreapprovalMediapostings3rd PartyTransferof fundsConsultcomplianceContractUp-to-dateNo.TradeerrorlogIT

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Stock certificate
  2. Confidential info
  3. Decline invitation
  4. Client confidential information
  5. Archiving requirement
  6. Name drop
  7. Code of Ethics
  8. Lowest cost
  9. Fiduciary
  10. Compliance
  11. None.
  12. Insider Trading Policy
  13. Investment Instructions
  14. Verbal confirmation
  15. Exhibit C
  16. Compliance manual
  17. 3 Days
  18. Testimonial
  19. Report to compliance
  20. Report abuse
  21. Prudent Investor Act
  22. Access Person
  23. Outside Business Activity
  24. IPO(or Private investments)
  25. One-on-one
  26. Trading
  27. Confess it.
  28. Never.
  29. Conflict of Interest
  30. Marketing
  31. Phone call
  32. Compliance pre-approval
  33. Preapproval
  34. Media postings
  35. 3rd Party Transfer of funds
  36. Consult compliance
  37. Contract
  38. Up-to-date
  39. No.
  40. Trade error log
  41. IT