ConsultcomplianceTestimonialContractTradeerrorlogAccessPerson3DaysNamedropReport tocomplianceITExhibitCInvestmentInstructionsNever.None.ReportabusePreapprovalConflictofInterestIPO(orPrivateinvestments)Confessit.ArchivingrequirementInsiderTradingPolicyDeclineinvitationPhonecallCompliancemanualFiduciary3rd PartyTransferof fundsComplianceNo.MarketingCompliancepre-approvalOne-on-oneLowestcostMediapostingsOutsideBusinessActivityCodeofEthicsTradingConfidentialinfoStockcertificateVerbalconfirmationPrudentInvestorActClientconfidentialinformationUp-to-dateConsultcomplianceTestimonialContractTradeerrorlogAccessPerson3DaysNamedropReport tocomplianceITExhibitCInvestmentInstructionsNever.None.ReportabusePreapprovalConflictofInterestIPO(orPrivateinvestments)Confessit.ArchivingrequirementInsiderTradingPolicyDeclineinvitationPhonecallCompliancemanualFiduciary3rd PartyTransferof fundsComplianceNo.MarketingCompliancepre-approvalOne-on-oneLowestcostMediapostingsOutsideBusinessActivityCodeofEthicsTradingConfidentialinfoStockcertificateVerbalconfirmationPrudentInvestorActClientconfidentialinformationUp-to-date

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Consult compliance
  2. Testimonial
  3. Contract
  4. Trade error log
  5. Access Person
  6. 3 Days
  7. Name drop
  8. Report to compliance
  9. IT
  10. Exhibit C
  11. Investment Instructions
  12. Never.
  13. None.
  14. Report abuse
  15. Preapproval
  16. Conflict of Interest
  17. IPO(or Private investments)
  18. Confess it.
  19. Archiving requirement
  20. Insider Trading Policy
  21. Decline invitation
  22. Phone call
  23. Compliance manual
  24. Fiduciary
  25. 3rd Party Transfer of funds
  26. Compliance
  27. No.
  28. Marketing
  29. Compliance pre-approval
  30. One-on-one
  31. Lowest cost
  32. Media postings
  33. Outside Business Activity
  34. Code of Ethics
  35. Trading
  36. Confidential info
  37. Stock certificate
  38. Verbal confirmation
  39. Prudent Investor Act
  40. Client confidential information
  41. Up-to-date