3DaysNo.ReportabuseNever.ContractMediapostings3rd PartyTransferof fundsCompliancemanualUp-to-dateCodeofEthicsInsiderTradingPolicyDeclineinvitationConfessit.Compliancepre-approvalTradingConfidentialinfoFiduciaryITInvestmentInstructionsVerbalconfirmationTestimonialMarketingConflictofInterestNamedropPrudentInvestorActArchivingrequirementOne-on-oneOutsideBusinessActivityPhonecallClientconfidentialinformationIPO(orPrivateinvestments)ExhibitCAccessPersonStockcertificateLowestcostPreapprovalReport tocomplianceTradeerrorlogNone.ConsultcomplianceCompliance3DaysNo.ReportabuseNever.ContractMediapostings3rd PartyTransferof fundsCompliancemanualUp-to-dateCodeofEthicsInsiderTradingPolicyDeclineinvitationConfessit.Compliancepre-approvalTradingConfidentialinfoFiduciaryITInvestmentInstructionsVerbalconfirmationTestimonialMarketingConflictofInterestNamedropPrudentInvestorActArchivingrequirementOne-on-oneOutsideBusinessActivityPhonecallClientconfidentialinformationIPO(orPrivateinvestments)ExhibitCAccessPersonStockcertificateLowestcostPreapprovalReport tocomplianceTradeerrorlogNone.ConsultcomplianceCompliance

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. 3 Days
  2. No.
  3. Report abuse
  4. Never.
  5. Contract
  6. Media postings
  7. 3rd Party Transfer of funds
  8. Compliance manual
  9. Up-to-date
  10. Code of Ethics
  11. Insider Trading Policy
  12. Decline invitation
  13. Confess it.
  14. Compliance pre-approval
  15. Trading
  16. Confidential info
  17. Fiduciary
  18. IT
  19. Investment Instructions
  20. Verbal confirmation
  21. Testimonial
  22. Marketing
  23. Conflict of Interest
  24. Name drop
  25. Prudent Investor Act
  26. Archiving requirement
  27. One-on-one
  28. Outside Business Activity
  29. Phone call
  30. Client confidential information
  31. IPO(or Private investments)
  32. Exhibit C
  33. Access Person
  34. Stock certificate
  35. Lowest cost
  36. Preapproval
  37. Report to compliance
  38. Trade error log
  39. None.
  40. Consult compliance
  41. Compliance