StockcertificateConflictofInterestTradingClientconfidentialinformationTestimonialNever.AccessPersonExhibitCCompliancemanualVerbalconfirmationMarketingPrudentInvestorActReport tocomplianceCodeofEthicsIPO(orPrivateinvestments)3rd PartyTransferof fundsUp-to-dateNamedropPhonecallConfessit.ComplianceOne-on-oneInvestmentInstructionsTradeerrorlogConfidentialinfoInsiderTradingPolicyNo.MediapostingsOutsideBusinessActivityReportabuseNone.PreapprovalFiduciaryConsultcomplianceLowestcostITContractArchivingrequirementDeclineinvitation3DaysCompliancepre-approvalStockcertificateConflictofInterestTradingClientconfidentialinformationTestimonialNever.AccessPersonExhibitCCompliancemanualVerbalconfirmationMarketingPrudentInvestorActReport tocomplianceCodeofEthicsIPO(orPrivateinvestments)3rd PartyTransferof fundsUp-to-dateNamedropPhonecallConfessit.ComplianceOne-on-oneInvestmentInstructionsTradeerrorlogConfidentialinfoInsiderTradingPolicyNo.MediapostingsOutsideBusinessActivityReportabuseNone.PreapprovalFiduciaryConsultcomplianceLowestcostITContractArchivingrequirementDeclineinvitation3DaysCompliancepre-approval

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Stock certificate
  2. Conflict of Interest
  3. Trading
  4. Client confidential information
  5. Testimonial
  6. Never.
  7. Access Person
  8. Exhibit C
  9. Compliance manual
  10. Verbal confirmation
  11. Marketing
  12. Prudent Investor Act
  13. Report to compliance
  14. Code of Ethics
  15. IPO(or Private investments)
  16. 3rd Party Transfer of funds
  17. Up-to-date
  18. Name drop
  19. Phone call
  20. Confess it.
  21. Compliance
  22. One-on-one
  23. Investment Instructions
  24. Trade error log
  25. Confidential info
  26. Insider Trading Policy
  27. No.
  28. Media postings
  29. Outside Business Activity
  30. Report abuse
  31. None.
  32. Preapproval
  33. Fiduciary
  34. Consult compliance
  35. Lowest cost
  36. IT
  37. Contract
  38. Archiving requirement
  39. Decline invitation
  40. 3 Days
  41. Compliance pre-approval