Confessit.CompliancemanualLowestcostITArchivingrequirementOutsideBusinessActivity3DaysOne-on-oneAccessPersonCodeofEthicsContractVerbalconfirmationIPO(orPrivateinvestments)DeclineinvitationCompliancepre-approvalNamedropPreapprovalFiduciaryNo.StockcertificateNever.Report tocomplianceReportabuseUp-to-dateConfidentialinfoClientconfidentialinformationNone.PhonecallMediapostingsInvestmentInstructionsConflictofInterestTradeerrorlogInsiderTradingPolicyPrudentInvestorActTradingTestimonialMarketingExhibitCComplianceConsultcompliance3rd PartyTransferof fundsConfessit.CompliancemanualLowestcostITArchivingrequirementOutsideBusinessActivity3DaysOne-on-oneAccessPersonCodeofEthicsContractVerbalconfirmationIPO(orPrivateinvestments)DeclineinvitationCompliancepre-approvalNamedropPreapprovalFiduciaryNo.StockcertificateNever.Report tocomplianceReportabuseUp-to-dateConfidentialinfoClientconfidentialinformationNone.PhonecallMediapostingsInvestmentInstructionsConflictofInterestTradeerrorlogInsiderTradingPolicyPrudentInvestorActTradingTestimonialMarketingExhibitCComplianceConsultcompliance3rd PartyTransferof funds

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Confess it.
  2. Compliance manual
  3. Lowest cost
  4. IT
  5. Archiving requirement
  6. Outside Business Activity
  7. 3 Days
  8. One-on-one
  9. Access Person
  10. Code of Ethics
  11. Contract
  12. Verbal confirmation
  13. IPO(or Private investments)
  14. Decline invitation
  15. Compliance pre-approval
  16. Name drop
  17. Preapproval
  18. Fiduciary
  19. No.
  20. Stock certificate
  21. Never.
  22. Report to compliance
  23. Report abuse
  24. Up-to-date
  25. Confidential info
  26. Client confidential information
  27. None.
  28. Phone call
  29. Media postings
  30. Investment Instructions
  31. Conflict of Interest
  32. Trade error log
  33. Insider Trading Policy
  34. Prudent Investor Act
  35. Trading
  36. Testimonial
  37. Marketing
  38. Exhibit C
  39. Compliance
  40. Consult compliance
  41. 3rd Party Transfer of funds