Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.

1. One-on-one
2. Insider Trading Policy
3. None.
4. IT
5. Lowest cost
6. Testimonial
7. Archiving requirement
8. Preapproval
9. Report abuse
10. Conflict of Interest
11. Client confidential information
12. Compliance pre-approval
13. Outside Business Activity
14. Marketing
15. Decline invitation
16. Confess it.
17. Access Person
18. Confidential info
19. Investment Instructions
20. 3 Days
21. Consult compliance
22. Code of Ethics
23. Compliance
24. Media postings
25. Up-to-date
26. IPO(or Private investments)
27. Prudent Investor Act
28. Never.
29. Compliance manual
30. Name drop
31. Contract
32. Stock certificate
33. Verbal confirmation
34. Phone call
35. Report to compliance
36. Trade error log
37. Fiduciary
38. Trading
39. Exhibit C
40. No.
41. 3rd Party Transfer of funds