NamedropTestimonialNever.IPO(orPrivateinvestments)CodeofEthicsOne-on-onePhonecallMarketingReport tocomplianceInsiderTradingPolicyInvestmentInstructionsConfessit.TradeerrorlogAccessPersonCompliancemanualFiduciaryExhibitCArchivingrequirement3DaysClientconfidentialinformationCompliancepre-approvalPreapprovalTradingNo.ContractITOutsideBusinessActivityConsultcomplianceStockcertificateConfidentialinfoUp-to-date3rd PartyTransferof fundsVerbalconfirmationPrudentInvestorActComplianceLowestcostNone.DeclineinvitationReportabuseConflictofInterestMediapostingsNamedropTestimonialNever.IPO(orPrivateinvestments)CodeofEthicsOne-on-onePhonecallMarketingReport tocomplianceInsiderTradingPolicyInvestmentInstructionsConfessit.TradeerrorlogAccessPersonCompliancemanualFiduciaryExhibitCArchivingrequirement3DaysClientconfidentialinformationCompliancepre-approvalPreapprovalTradingNo.ContractITOutsideBusinessActivityConsultcomplianceStockcertificateConfidentialinfoUp-to-date3rd PartyTransferof fundsVerbalconfirmationPrudentInvestorActComplianceLowestcostNone.DeclineinvitationReportabuseConflictofInterestMediapostings

Compliance Bingo! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Name drop
  2. Testimonial
  3. Never.
  4. IPO(or Private investments)
  5. Code of Ethics
  6. One-on-one
  7. Phone call
  8. Marketing
  9. Report to compliance
  10. Insider Trading Policy
  11. Investment Instructions
  12. Confess it.
  13. Trade error log
  14. Access Person
  15. Compliance manual
  16. Fiduciary
  17. Exhibit C
  18. Archiving requirement
  19. 3 Days
  20. Client confidential information
  21. Compliance pre-approval
  22. Preapproval
  23. Trading
  24. No.
  25. Contract
  26. IT
  27. Outside Business Activity
  28. Consult compliance
  29. Stock certificate
  30. Confidential info
  31. Up-to-date
  32. 3rd Party Transfer of funds
  33. Verbal confirmation
  34. Prudent Investor Act
  35. Compliance
  36. Lowest cost
  37. None.
  38. Decline invitation
  39. Report abuse
  40. Conflict of Interest
  41. Media postings