NC Prohibitedtransaction ApprovedBroker ClientProcedures OpenWindowPeriods NonResidentLicense Renewals WindowList GlobalSecurity 60days ResidentLicense InitialQuarterlyannual Anti-CorruptionComplianceOfficers AccessPerson ECQA PR, L1L2 L3 L3 DepartmentofInsurance Recidivist Managed Prospectingof NewClients iComply Preclearance CarrierAppointment 24Months ImpactedWFMember Onboarding PersonalAccountDealing PoliticalContribution Violation SelfDirected Producer 30days ViCEvergreen CO Disclose,Preclear,Certify InsuranceLicense MNPI NoDefect Hawkeye NonCompliance Maintenance ConnectedPersons QAR Recommendation Anythingof Value PreclearanceDenial CP NC Prohibitedtransaction ApprovedBroker ClientProcedures OpenWindowPeriods NonResidentLicense Renewals WindowList GlobalSecurity 60days ResidentLicense InitialQuarterlyannual Anti-CorruptionComplianceOfficers AccessPerson ECQA PR, L1L2 L3 L3 DepartmentofInsurance Recidivist Managed Prospectingof NewClients iComply Preclearance CarrierAppointment 24Months ImpactedWFMember Onboarding PersonalAccountDealing PoliticalContribution Violation SelfDirected Producer 30days ViCEvergreen CO Disclose,Preclear,Certify InsuranceLicense MNPI NoDefect Hawkeye NonCompliance Maintenance ConnectedPersons QAR Recommendation Anythingof Value PreclearanceDenial CP 

Employee Compliance - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. NC
  2. Prohibited transaction
  3. Approved Broker
  4. Client Procedures
  5. Open Window Periods
  6. Non Resident License
  7. Renewals
  8. Window List
  9. Global Security
  10. 60 days
  11. Resident License
  12. Initial Quarterly annual
  13. Anti- Corruption Compliance Officers
  14. Access Person
  15. ECQA
  16. PR, L1 L2 L3
  17. L3
  18. Department of Insurance
  19. Recidivist
  20. Managed
  21. Prospecting of New Clients
  22. iComply
  23. Preclearance
  24. Carrier Appointment
  25. 24 Months
  26. Impacted WF Member
  27. Onboarding
  28. Personal Account Dealing
  29. Political Contribution
  30. Violation
  31. Self Directed
  32. Producer
  33. 30 days
  34. ViC Evergreen
  35. CO
  36. Disclose, Preclear, Certify
  37. Insurance License
  38. MNPI
  39. No Defect
  40. Hawkeye
  41. Non Compliance
  42. Maintenance
  43. Connected Persons
  44. QAR
  45. Recommendation
  46. Anything of Value
  47. Preclearance Denial
  48. CP