SuitabilityLifetimeSelf-RegulatoryOrganization(SRO)MarketManipulationFiduciaryBlueSkyLawsCustomerAccountWashSaleFinancialIndustryRegulatoryAuthority(FINRA)RecordkeepingRequirementsSoft DollarCompensationSECAnti-FraudProvisionsContinuingDisclosureNorth AmericanSecuritiesAdministratorsAssociation(NASAA)FederalSecuritiesAct of '346yearsMunicipalSecuritiesADVBrochureRegulatoryFilingAdvertising andCommunicationsRulesAgentInvestmentAdviserConsentto ServiceofProcessFederalSecuritiesAct of '33PromptlyInsiderTradingRegistrationBroker-DealerNet CapitalRequirementFormBDUniformSecuritiesActFrontRunningConflictofInterestCeaseandDesistDiscretionaryAuthorityIssuerPrudentManRuleCorporateSecuritiesNoticeFiling5yearsAdministratorExemptionSummaryOrderInvestmentAdvisor Actof1940DeMinimisRule3yearsExemptSecuritiesExclusion/ExcludedProspectusStopOrderSecurityExemptTransactionsMaterialFacts10daysInstitutionPersonKnowYourCustomer(KYC)AccreditedInvestorFree!FederallyCoveredAdvisorsIssuerTransactionInvestmentAdviserRepresentative(IAR)30daysSuitabilityLifetimeSelf-RegulatoryOrganization(SRO)MarketManipulationFiduciaryBlueSkyLawsCustomerAccountWashSaleFinancialIndustryRegulatoryAuthority(FINRA)RecordkeepingRequirementsSoft DollarCompensationSECAnti-FraudProvisionsContinuingDisclosureNorth AmericanSecuritiesAdministratorsAssociation(NASAA)FederalSecuritiesAct of '346yearsMunicipalSecuritiesADVBrochureRegulatoryFilingAdvertising andCommunicationsRulesAgentInvestmentAdviserConsentto ServiceofProcessFederalSecuritiesAct of '33PromptlyInsiderTradingRegistrationBroker-DealerNet CapitalRequirementFormBDUniformSecuritiesActFrontRunningConflictofInterestCeaseandDesistDiscretionaryAuthorityIssuerPrudentManRuleCorporateSecuritiesNoticeFiling5yearsAdministratorExemptionSummaryOrderInvestmentAdvisor Actof1940DeMinimisRule3yearsExemptSecuritiesExclusion/ExcludedProspectusStopOrderSecurityExemptTransactionsMaterialFacts10daysInstitutionPersonKnowYourCustomer(KYC)AccreditedInvestorFree!FederallyCoveredAdvisorsIssuerTransactionInvestmentAdviserRepresentative(IAR)30days

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Suitability
  2. Lifetime
  3. Self-Regulatory Organization (SRO)
  4. Market Manipulation
  5. Fiduciary
  6. Blue Sky Laws
  7. Customer Account
  8. Wash Sale
  9. Financial Industry Regulatory Authority (FINRA)
  10. Recordkeeping Requirements
  11. Soft Dollar Compensation
  12. SEC
  13. Anti-Fraud Provisions
  14. Continuing Disclosure
  15. North American Securities Administrators Association (NASAA)
  16. Federal Securities Act of '34
  17. 6 years
  18. Municipal Securities
  19. ADV Brochure
  20. Regulatory Filing
  21. Advertising and Communications Rules
  22. Agent
  23. Investment Adviser
  24. Consent to Service of Process
  25. Federal Securities Act of '33
  26. Promptly
  27. Insider Trading
  28. Registration
  29. Broker-Dealer
  30. Net Capital Requirement
  31. Form BD
  32. Uniform Securities Act
  33. Front Running
  34. Conflict of Interest
  35. Cease and Desist
  36. Discretionary Authority
  37. Issuer
  38. Prudent Man Rule
  39. Corporate Securities
  40. Notice Filing
  41. 5 years
  42. Administrator
  43. Exemption
  44. Summary Order
  45. Investment Advisor Act of 1940
  46. De Minimis Rule
  47. 3 years
  48. Exempt Securities
  49. Exclusion/Excluded
  50. Prospectus
  51. Stop Order
  52. Security
  53. Exempt Transactions
  54. Material Facts
  55. 10 days
  56. Institution
  57. Person
  58. Know Your Customer (KYC)
  59. Accredited Investor
  60. Free!
  61. Federally Covered Advisors
  62. Issuer Transaction
  63. Investment Adviser Representative (IAR)
  64. 30 days