(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.
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Registration
Suitability
Federally Covered Advisors
3 years
Exclusion/Excluded
Form BD
Net Capital Requirement
Material Facts
Soft Dollar Compensation
Exemption
De Minimis Rule
Fiduciary
6 years
Insider Trading
5 years
Federal Securities Act of '33
Know Your Customer (KYC)
10 days
Continuing Disclosure
Consent to Service of Process
Institution
Issuer Transaction
Front Running
Investment Adviser
Conflict of Interest
Anti-Fraud Provisions
Advertising and Communications Rules
Promptly
Notice Filing
Lifetime
Administrator
Federal Securities Act of '34
30 days
Prudent Man Rule
Blue Sky Laws
Discretionary Authority
Wash Sale
Investment Adviser Representative (IAR)
Customer Account
Financial Industry Regulatory Authority (FINRA)
Issuer
Recordkeeping Requirements
Investment Advisor Act of 1940
SEC
Security
Market Manipulation
Agent
Summary Order
Cease and Desist
Free!
Accredited Investor
Uniform Securities Act
Stop Order
Municipal Securities
Self-Regulatory Organization (SRO)
Exempt Transactions
Broker-Dealer
Exempt Securities
ADV Brochure
North American Securities Administrators Association (NASAA)
