Free!PersonPromptlyUniformSecuritiesActSECInsiderTradingMunicipalSecuritiesSoft DollarCompensationFederalSecuritiesAct of '33Broker-DealerExemptSecuritiesMarketManipulationSummaryOrderAdvertising andCommunicationsRulesBlueSkyLawsExemptionInvestmentAdviserRepresentative(IAR)6yearsCeaseandDesistAccreditedInvestorInvestmentAdvisor Actof1940RegistrationFiduciaryExclusion/ExcludedPrudentManRuleMaterialFactsFederalSecuritiesAct of '34AdministratorRecordkeepingRequirementsProspectusContinuingDisclosureIssuerTransactionRegulatoryFiling5yearsInstitutionNorth AmericanSecuritiesAdministratorsAssociation(NASAA)Anti-FraudProvisions10daysDiscretionaryAuthority3yearsFrontRunningConflictofInterestADVBrochureCorporateSecuritiesCustomerAccountSecurityAgentConsentto ServiceofProcessNoticeFilingSelf-RegulatoryOrganization(SRO)IssuerFinancialIndustryRegulatoryAuthority(FINRA)DeMinimisRuleSuitabilityNet CapitalRequirementWashSale30daysLifetimeFederallyCoveredAdvisorsStopOrderInvestmentAdviserKnowYourCustomer(KYC)FormBDExemptTransactionsFree!PersonPromptlyUniformSecuritiesActSECInsiderTradingMunicipalSecuritiesSoft DollarCompensationFederalSecuritiesAct of '33Broker-DealerExemptSecuritiesMarketManipulationSummaryOrderAdvertising andCommunicationsRulesBlueSkyLawsExemptionInvestmentAdviserRepresentative(IAR)6yearsCeaseandDesistAccreditedInvestorInvestmentAdvisor Actof1940RegistrationFiduciaryExclusion/ExcludedPrudentManRuleMaterialFactsFederalSecuritiesAct of '34AdministratorRecordkeepingRequirementsProspectusContinuingDisclosureIssuerTransactionRegulatoryFiling5yearsInstitutionNorth AmericanSecuritiesAdministratorsAssociation(NASAA)Anti-FraudProvisions10daysDiscretionaryAuthority3yearsFrontRunningConflictofInterestADVBrochureCorporateSecuritiesCustomerAccountSecurityAgentConsentto ServiceofProcessNoticeFilingSelf-RegulatoryOrganization(SRO)IssuerFinancialIndustryRegulatoryAuthority(FINRA)DeMinimisRuleSuitabilityNet CapitalRequirementWashSale30daysLifetimeFederallyCoveredAdvisorsStopOrderInvestmentAdviserKnowYourCustomer(KYC)FormBDExemptTransactions

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Free!
  2. Person
  3. Promptly
  4. Uniform Securities Act
  5. SEC
  6. Insider Trading
  7. Municipal Securities
  8. Soft Dollar Compensation
  9. Federal Securities Act of '33
  10. Broker-Dealer
  11. Exempt Securities
  12. Market Manipulation
  13. Summary Order
  14. Advertising and Communications Rules
  15. Blue Sky Laws
  16. Exemption
  17. Investment Adviser Representative (IAR)
  18. 6 years
  19. Cease and Desist
  20. Accredited Investor
  21. Investment Advisor Act of 1940
  22. Registration
  23. Fiduciary
  24. Exclusion/Excluded
  25. Prudent Man Rule
  26. Material Facts
  27. Federal Securities Act of '34
  28. Administrator
  29. Recordkeeping Requirements
  30. Prospectus
  31. Continuing Disclosure
  32. Issuer Transaction
  33. Regulatory Filing
  34. 5 years
  35. Institution
  36. North American Securities Administrators Association (NASAA)
  37. Anti-Fraud Provisions
  38. 10 days
  39. Discretionary Authority
  40. 3 years
  41. Front Running
  42. Conflict of Interest
  43. ADV Brochure
  44. Corporate Securities
  45. Customer Account
  46. Security
  47. Agent
  48. Consent to Service of Process
  49. Notice Filing
  50. Self-Regulatory Organization (SRO)
  51. Issuer
  52. Financial Industry Regulatory Authority (FINRA)
  53. De Minimis Rule
  54. Suitability
  55. Net Capital Requirement
  56. Wash Sale
  57. 30 days
  58. Lifetime
  59. Federally Covered Advisors
  60. Stop Order
  61. Investment Adviser
  62. Know Your Customer (KYC)
  63. Form BD
  64. Exempt Transactions