(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.
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Stop Order
Form BD
Registration
Customer Account
Exclusion/Excluded
Corporate Securities
Institution
Blue Sky Laws
Front Running
Fiduciary
Discretionary Authority
Conflict of Interest
10 days
Lifetime
Anti-Fraud Provisions
Investment Adviser Representative (IAR)
SEC
Issuer Transaction
Market Manipulation
Administrator
Investment Advisor Act of 1940
5 years
Federally Covered Advisors
Uniform Securities Act
Notice Filing
Prudent Man Rule
Suitability
Federal Securities Act of '34
Continuing Disclosure
Wash Sale
Promptly
De Minimis Rule
Self-Regulatory Organization (SRO)
3 years
Security
Exemption
Free!
Issuer
Soft Dollar Compensation
Exempt Securities
Financial Industry Regulatory Authority (FINRA)
6 years
ADV Brochure
Advertising and Communications Rules
Accredited Investor
Consent to Service of Process
Broker-Dealer
Material Facts
Regulatory Filing
Prospectus
Municipal Securities
Recordkeeping Requirements
Agent
Net Capital Requirement
North American Securities Administrators Association (NASAA)
