AgentProspectusInsiderTradingRegulatoryFilingAnti-FraudProvisionsMunicipalSecuritiesExemptSecuritiesFormBDPromptlyFinancialIndustryRegulatoryAuthority(FINRA)CeaseandDesistAdministrator10daysMaterialFactsBroker-DealerRecordkeepingRequirementsWashSaleIssuerAccreditedInvestorUniformSecuritiesActSelf-RegulatoryOrganization(SRO)North AmericanSecuritiesAdministratorsAssociation(NASAA)LifetimeInstitution6yearsPersonFree!DiscretionaryAuthoritySummaryOrderSecurityContinuingDisclosureExclusion/ExcludedFederalSecuritiesAct of '34CorporateSecuritiesConflictofInterestFiduciaryKnowYourCustomer(KYC)RegistrationMarketManipulationExemptionConsentto ServiceofProcessStopOrder30daysPrudentManRuleSoft DollarCompensationSuitabilitySECDeMinimisRuleNoticeFilingInvestmentAdviserIssuerTransaction3yearsInvestmentAdviserRepresentative(IAR)FrontRunningNet CapitalRequirementFederallyCoveredAdvisorsBlueSkyLawsFederalSecuritiesAct of '33ExemptTransactionsInvestmentAdvisor Actof19405yearsAdvertising andCommunicationsRulesADVBrochureCustomerAccountAgentProspectusInsiderTradingRegulatoryFilingAnti-FraudProvisionsMunicipalSecuritiesExemptSecuritiesFormBDPromptlyFinancialIndustryRegulatoryAuthority(FINRA)CeaseandDesistAdministrator10daysMaterialFactsBroker-DealerRecordkeepingRequirementsWashSaleIssuerAccreditedInvestorUniformSecuritiesActSelf-RegulatoryOrganization(SRO)North AmericanSecuritiesAdministratorsAssociation(NASAA)LifetimeInstitution6yearsPersonFree!DiscretionaryAuthoritySummaryOrderSecurityContinuingDisclosureExclusion/ExcludedFederalSecuritiesAct of '34CorporateSecuritiesConflictofInterestFiduciaryKnowYourCustomer(KYC)RegistrationMarketManipulationExemptionConsentto ServiceofProcessStopOrder30daysPrudentManRuleSoft DollarCompensationSuitabilitySECDeMinimisRuleNoticeFilingInvestmentAdviserIssuerTransaction3yearsInvestmentAdviserRepresentative(IAR)FrontRunningNet CapitalRequirementFederallyCoveredAdvisorsBlueSkyLawsFederalSecuritiesAct of '33ExemptTransactionsInvestmentAdvisor Actof19405yearsAdvertising andCommunicationsRulesADVBrochureCustomerAccount

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Agent
  2. Prospectus
  3. Insider Trading
  4. Regulatory Filing
  5. Anti-Fraud Provisions
  6. Municipal Securities
  7. Exempt Securities
  8. Form BD
  9. Promptly
  10. Financial Industry Regulatory Authority (FINRA)
  11. Cease and Desist
  12. Administrator
  13. 10 days
  14. Material Facts
  15. Broker-Dealer
  16. Recordkeeping Requirements
  17. Wash Sale
  18. Issuer
  19. Accredited Investor
  20. Uniform Securities Act
  21. Self-Regulatory Organization (SRO)
  22. North American Securities Administrators Association (NASAA)
  23. Lifetime
  24. Institution
  25. 6 years
  26. Person
  27. Free!
  28. Discretionary Authority
  29. Summary Order
  30. Security
  31. Continuing Disclosure
  32. Exclusion/Excluded
  33. Federal Securities Act of '34
  34. Corporate Securities
  35. Conflict of Interest
  36. Fiduciary
  37. Know Your Customer (KYC)
  38. Registration
  39. Market Manipulation
  40. Exemption
  41. Consent to Service of Process
  42. Stop Order
  43. 30 days
  44. Prudent Man Rule
  45. Soft Dollar Compensation
  46. Suitability
  47. SEC
  48. De Minimis Rule
  49. Notice Filing
  50. Investment Adviser
  51. Issuer Transaction
  52. 3 years
  53. Investment Adviser Representative (IAR)
  54. Front Running
  55. Net Capital Requirement
  56. Federally Covered Advisors
  57. Blue Sky Laws
  58. Federal Securities Act of '33
  59. Exempt Transactions
  60. Investment Advisor Act of 1940
  61. 5 years
  62. Advertising and Communications Rules
  63. ADV Brochure
  64. Customer Account