(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.
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Regulatory Filing
Person
Front Running
Form BD
Security
Exemption
Customer Account
Uniform Securities Act
Broker-Dealer
Summary Order
ADV Brochure
Blue Sky Laws
Promptly
Municipal Securities
SEC
Prudent Man Rule
10 days
Soft Dollar Compensation
De Minimis Rule
Insider Trading
Accredited Investor
Issuer
6 years
Material Facts
Advertising and Communications Rules
Federally Covered Advisors
Exempt Transactions
Investment Adviser Representative (IAR)
Lifetime
Discretionary Authority
Investment Advisor Act of 1940
Net Capital Requirement
Suitability
Prospectus
Know Your Customer (KYC)
Fiduciary
Consent to Service of Process
Exclusion/Excluded
Self-Regulatory Organization (SRO)
Continuing Disclosure
Investment Adviser
Market Manipulation
5 years
Financial Industry Regulatory Authority (FINRA)
Institution
Corporate Securities
30 days
Notice Filing
Free!
Wash Sale
Anti-Fraud Provisions
Federal Securities Act of '34
3 years
Agent
North American Securities Administrators Association (NASAA)
