DiscretionaryAuthorityExemptSecuritiesPersonIssuerTransactionNet CapitalRequirement30daysInsiderTradingExemptTransactionsSummaryOrderPromptlyNoticeFilingRecordkeepingRequirementsBroker-DealerNorth AmericanSecuritiesAdministratorsAssociation(NASAA)Suitability3yearsBlueSkyLawsMaterialFactsFree!Exclusion/ExcludedFrontRunningAgentFederallyCoveredAdvisorsFederalSecuritiesAct of '34InvestmentAdviserRegistrationProspectusRegulatoryFilingContinuingDisclosureCorporateSecuritiesStopOrderSoft DollarCompensationSecurityFederalSecuritiesAct of '33WashSaleAdministratorMarketManipulationKnowYourCustomer(KYC)InvestmentAdvisor Actof1940Advertising andCommunicationsRulesAccreditedInvestorConflictofInterestFormBDMunicipalSecuritiesLifetimeExemptionPrudentManRuleCeaseandDesistFinancialIndustryRegulatoryAuthority(FINRA)5yearsADVBrochureAnti-FraudProvisionsUniformSecuritiesActSelf-RegulatoryOrganization(SRO)Issuer10daysCustomerAccountDeMinimisRuleInvestmentAdviserRepresentative(IAR)Consentto ServiceofProcessFiduciary6yearsInstitutionSECDiscretionaryAuthorityExemptSecuritiesPersonIssuerTransactionNet CapitalRequirement30daysInsiderTradingExemptTransactionsSummaryOrderPromptlyNoticeFilingRecordkeepingRequirementsBroker-DealerNorth AmericanSecuritiesAdministratorsAssociation(NASAA)Suitability3yearsBlueSkyLawsMaterialFactsFree!Exclusion/ExcludedFrontRunningAgentFederallyCoveredAdvisorsFederalSecuritiesAct of '34InvestmentAdviserRegistrationProspectusRegulatoryFilingContinuingDisclosureCorporateSecuritiesStopOrderSoft DollarCompensationSecurityFederalSecuritiesAct of '33WashSaleAdministratorMarketManipulationKnowYourCustomer(KYC)InvestmentAdvisor Actof1940Advertising andCommunicationsRulesAccreditedInvestorConflictofInterestFormBDMunicipalSecuritiesLifetimeExemptionPrudentManRuleCeaseandDesistFinancialIndustryRegulatoryAuthority(FINRA)5yearsADVBrochureAnti-FraudProvisionsUniformSecuritiesActSelf-RegulatoryOrganization(SRO)Issuer10daysCustomerAccountDeMinimisRuleInvestmentAdviserRepresentative(IAR)Consentto ServiceofProcessFiduciary6yearsInstitutionSEC

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Discretionary Authority
  2. Exempt Securities
  3. Person
  4. Issuer Transaction
  5. Net Capital Requirement
  6. 30 days
  7. Insider Trading
  8. Exempt Transactions
  9. Summary Order
  10. Promptly
  11. Notice Filing
  12. Recordkeeping Requirements
  13. Broker-Dealer
  14. North American Securities Administrators Association (NASAA)
  15. Suitability
  16. 3 years
  17. Blue Sky Laws
  18. Material Facts
  19. Free!
  20. Exclusion/Excluded
  21. Front Running
  22. Agent
  23. Federally Covered Advisors
  24. Federal Securities Act of '34
  25. Investment Adviser
  26. Registration
  27. Prospectus
  28. Regulatory Filing
  29. Continuing Disclosure
  30. Corporate Securities
  31. Stop Order
  32. Soft Dollar Compensation
  33. Security
  34. Federal Securities Act of '33
  35. Wash Sale
  36. Administrator
  37. Market Manipulation
  38. Know Your Customer (KYC)
  39. Investment Advisor Act of 1940
  40. Advertising and Communications Rules
  41. Accredited Investor
  42. Conflict of Interest
  43. Form BD
  44. Municipal Securities
  45. Lifetime
  46. Exemption
  47. Prudent Man Rule
  48. Cease and Desist
  49. Financial Industry Regulatory Authority (FINRA)
  50. 5 years
  51. ADV Brochure
  52. Anti-Fraud Provisions
  53. Uniform Securities Act
  54. Self-Regulatory Organization (SRO)
  55. Issuer
  56. 10 days
  57. Customer Account
  58. De Minimis Rule
  59. Investment Adviser Representative (IAR)
  60. Consent to Service of Process
  61. Fiduciary
  62. 6 years
  63. Institution
  64. SEC