(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.
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Financial Industry Regulatory Authority (FINRA)
Issuer Transaction
Recordkeeping Requirements
Investment Adviser Representative (IAR)
Anti-Fraud Provisions
Federally Covered Advisors
SEC
Lifetime
Summary Order
Discretionary Authority
Municipal Securities
Exclusion/Excluded
Know Your Customer (KYC)
Front Running
Exempt Transactions
30 days
Person
Insider Trading
Advertising and Communications Rules
Customer Account
Blue Sky Laws
Exemption
Net Capital Requirement
Suitability
Consent to Service of Process
Notice Filing
Cease and Desist
Investment Advisor Act of 1940
Free!
Conflict of Interest
Security
3 years
Administrator
Market Manipulation
Issuer
Investment Adviser
Federal Securities Act of '33
6 years
Prospectus
ADV Brochure
5 years
De Minimis Rule
Form BD
Self-Regulatory Organization (SRO)
Fiduciary
Exempt Securities
Registration
Wash Sale
Regulatory Filing
10 days
Agent
Federal Securities Act of '34
Material Facts
Institution
Promptly
Corporate Securities
North American Securities Administrators Association (NASAA)
