Anti-FraudProvisionsFederallyCoveredAdvisorsDiscretionaryAuthorityNorth AmericanSecuritiesAdministratorsAssociation(NASAA)ExemptionMaterialFactsKnowYourCustomer(KYC)Soft DollarCompensation10daysAccreditedInvestorProspectusDeMinimisRuleSuitabilityFinancialIndustryRegulatoryAuthority(FINRA)Free!InvestmentAdviserRepresentative(IAR)BlueSkyLawsWashSaleExemptTransactionsExclusion/ExcludedRegulatoryFiling6yearsFormBDADVBrochure3yearsMunicipalSecuritiesFederalSecuritiesAct of '34InvestmentAdvisor Actof194030daysNoticeFilingRecordkeepingRequirementsConflictofInterestSummaryOrderNet CapitalRequirementStopOrderCustomerAccountFederalSecuritiesAct of '33PersonInstitutionBroker-DealerFiduciarySelf-RegulatoryOrganization(SRO)ContinuingDisclosureLifetimeAdministratorMarketManipulationFrontRunningAdvertising andCommunicationsRulesSECInsiderTradingIssuer5yearsIssuerTransactionInvestmentAdviserAgentRegistrationConsentto ServiceofProcessPromptlySecurityUniformSecuritiesActPrudentManRuleCorporateSecuritiesCeaseandDesistExemptSecuritiesAnti-FraudProvisionsFederallyCoveredAdvisorsDiscretionaryAuthorityNorth AmericanSecuritiesAdministratorsAssociation(NASAA)ExemptionMaterialFactsKnowYourCustomer(KYC)Soft DollarCompensation10daysAccreditedInvestorProspectusDeMinimisRuleSuitabilityFinancialIndustryRegulatoryAuthority(FINRA)Free!InvestmentAdviserRepresentative(IAR)BlueSkyLawsWashSaleExemptTransactionsExclusion/ExcludedRegulatoryFiling6yearsFormBDADVBrochure3yearsMunicipalSecuritiesFederalSecuritiesAct of '34InvestmentAdvisor Actof194030daysNoticeFilingRecordkeepingRequirementsConflictofInterestSummaryOrderNet CapitalRequirementStopOrderCustomerAccountFederalSecuritiesAct of '33PersonInstitutionBroker-DealerFiduciarySelf-RegulatoryOrganization(SRO)ContinuingDisclosureLifetimeAdministratorMarketManipulationFrontRunningAdvertising andCommunicationsRulesSECInsiderTradingIssuer5yearsIssuerTransactionInvestmentAdviserAgentRegistrationConsentto ServiceofProcessPromptlySecurityUniformSecuritiesActPrudentManRuleCorporateSecuritiesCeaseandDesistExemptSecurities

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Anti-Fraud Provisions
  2. Federally Covered Advisors
  3. Discretionary Authority
  4. North American Securities Administrators Association (NASAA)
  5. Exemption
  6. Material Facts
  7. Know Your Customer (KYC)
  8. Soft Dollar Compensation
  9. 10 days
  10. Accredited Investor
  11. Prospectus
  12. De Minimis Rule
  13. Suitability
  14. Financial Industry Regulatory Authority (FINRA)
  15. Free!
  16. Investment Adviser Representative (IAR)
  17. Blue Sky Laws
  18. Wash Sale
  19. Exempt Transactions
  20. Exclusion/Excluded
  21. Regulatory Filing
  22. 6 years
  23. Form BD
  24. ADV Brochure
  25. 3 years
  26. Municipal Securities
  27. Federal Securities Act of '34
  28. Investment Advisor Act of 1940
  29. 30 days
  30. Notice Filing
  31. Recordkeeping Requirements
  32. Conflict of Interest
  33. Summary Order
  34. Net Capital Requirement
  35. Stop Order
  36. Customer Account
  37. Federal Securities Act of '33
  38. Person
  39. Institution
  40. Broker-Dealer
  41. Fiduciary
  42. Self-Regulatory Organization (SRO)
  43. Continuing Disclosure
  44. Lifetime
  45. Administrator
  46. Market Manipulation
  47. Front Running
  48. Advertising and Communications Rules
  49. SEC
  50. Insider Trading
  51. Issuer
  52. 5 years
  53. Issuer Transaction
  54. Investment Adviser
  55. Agent
  56. Registration
  57. Consent to Service of Process
  58. Promptly
  59. Security
  60. Uniform Securities Act
  61. Prudent Man Rule
  62. Corporate Securities
  63. Cease and Desist
  64. Exempt Securities