(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.
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Customer Account
Uniform Securities Act
Exempt Transactions
Market Manipulation
Prospectus
Federal Securities Act of '34
Anti-Fraud Provisions
Front Running
Agent
Financial Industry Regulatory Authority (FINRA)
Federal Securities Act of '33
SEC
De Minimis Rule
Investment Adviser
Blue Sky Laws
10 days
Notice Filing
Form BD
Investment Advisor Act of 1940
Soft Dollar Compensation
Self-Regulatory Organization (SRO)
Registration
Discretionary Authority
Municipal Securities
Lifetime
Broker-Dealer
Issuer Transaction
Insider Trading
Summary Order
Security
5 years
Exemption
Continuing Disclosure
Institution
Net Capital Requirement
Exclusion/Excluded
ADV Brochure
Recordkeeping Requirements
Promptly
Accredited Investor
Corporate Securities
Consent to Service of Process
Exempt Securities
Person
Issuer
Material Facts
Know Your Customer (KYC)
Stop Order
6 years
Conflict of Interest
Wash Sale
Cease and Desist
Investment Adviser Representative (IAR)
Free!
Administrator
Regulatory Filing
Federally Covered Advisors
3 years
Fiduciary
Advertising and Communications Rules
Suitability
Prudent Man Rule
30 days
North American Securities Administrators Association (NASAA)
