FiduciaryRecordkeepingRequirementsMarketManipulationInvestmentAdviserRepresentative(IAR)BlueSkyLawsSoft DollarCompensationSummaryOrderIssuerTransactionAdministratorSuitabilityInvestmentAdviserSEC10daysRegulatoryFilingNorth AmericanSecuritiesAdministratorsAssociation(NASAA)30daysUniformSecuritiesActPromptlyInstitutionNoticeFiling6yearsPrudentManRuleExemptSecuritiesConsentto ServiceofProcessCustomerAccountExemptionAnti-FraudProvisionsNet CapitalRequirementConflictofInterestDiscretionaryAuthoritySecurityExemptTransactionsRegistrationWashSalePersonFrontRunningFormBDAdvertising andCommunicationsRulesMaterialFactsFinancialIndustryRegulatoryAuthority(FINRA)StopOrderADVBrochureLifetimeFederallyCoveredAdvisorsInvestmentAdvisor Actof1940Exclusion/ExcludedProspectusSelf-RegulatoryOrganization(SRO)AccreditedInvestorContinuingDisclosureFederalSecuritiesAct of '33MunicipalSecuritiesFree!3yearsDeMinimisRuleFederalSecuritiesAct of '34IssuerCorporateSecuritiesCeaseandDesistKnowYourCustomer(KYC)Broker-Dealer5yearsInsiderTradingAgentFiduciaryRecordkeepingRequirementsMarketManipulationInvestmentAdviserRepresentative(IAR)BlueSkyLawsSoft DollarCompensationSummaryOrderIssuerTransactionAdministratorSuitabilityInvestmentAdviserSEC10daysRegulatoryFilingNorth AmericanSecuritiesAdministratorsAssociation(NASAA)30daysUniformSecuritiesActPromptlyInstitutionNoticeFiling6yearsPrudentManRuleExemptSecuritiesConsentto ServiceofProcessCustomerAccountExemptionAnti-FraudProvisionsNet CapitalRequirementConflictofInterestDiscretionaryAuthoritySecurityExemptTransactionsRegistrationWashSalePersonFrontRunningFormBDAdvertising andCommunicationsRulesMaterialFactsFinancialIndustryRegulatoryAuthority(FINRA)StopOrderADVBrochureLifetimeFederallyCoveredAdvisorsInvestmentAdvisor Actof1940Exclusion/ExcludedProspectusSelf-RegulatoryOrganization(SRO)AccreditedInvestorContinuingDisclosureFederalSecuritiesAct of '33MunicipalSecuritiesFree!3yearsDeMinimisRuleFederalSecuritiesAct of '34IssuerCorporateSecuritiesCeaseandDesistKnowYourCustomer(KYC)Broker-Dealer5yearsInsiderTradingAgent

Series 63 Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Fiduciary
  2. Recordkeeping Requirements
  3. Market Manipulation
  4. Investment Adviser Representative (IAR)
  5. Blue Sky Laws
  6. Soft Dollar Compensation
  7. Summary Order
  8. Issuer Transaction
  9. Administrator
  10. Suitability
  11. Investment Adviser
  12. SEC
  13. 10 days
  14. Regulatory Filing
  15. North American Securities Administrators Association (NASAA)
  16. 30 days
  17. Uniform Securities Act
  18. Promptly
  19. Institution
  20. Notice Filing
  21. 6 years
  22. Prudent Man Rule
  23. Exempt Securities
  24. Consent to Service of Process
  25. Customer Account
  26. Exemption
  27. Anti-Fraud Provisions
  28. Net Capital Requirement
  29. Conflict of Interest
  30. Discretionary Authority
  31. Security
  32. Exempt Transactions
  33. Registration
  34. Wash Sale
  35. Person
  36. Front Running
  37. Form BD
  38. Advertising and Communications Rules
  39. Material Facts
  40. Financial Industry Regulatory Authority (FINRA)
  41. Stop Order
  42. ADV Brochure
  43. Lifetime
  44. Federally Covered Advisors
  45. Investment Advisor Act of 1940
  46. Exclusion/Excluded
  47. Prospectus
  48. Self-Regulatory Organization (SRO)
  49. Accredited Investor
  50. Continuing Disclosure
  51. Federal Securities Act of '33
  52. Municipal Securities
  53. Free!
  54. 3 years
  55. De Minimis Rule
  56. Federal Securities Act of '34
  57. Issuer
  58. Corporate Securities
  59. Cease and Desist
  60. Know Your Customer (KYC)
  61. Broker-Dealer
  62. 5 years
  63. Insider Trading
  64. Agent