DUEDILIGENCECOMPLIANCEMANUALFIDUCIARYINSIDERTRADINGPOLICYANTI MONEYLAUNDERINGCRSINTEGRITYSECCODEOFETHICSPRIVACYPOLICYPORTFOLIOSUITABILITYRIABOOKS &RECORDSCHIEFCOMPLIANCEOFFICERCONFLICTOFINTERESTDODD-FRANKACTCyberSecurityREDFLAGPOLICYOBAEXHIBITBRRDVULNERABLECLIENTADV2BRuleSLOADUEDILIGENCECOMPLIANCEMANUALFIDUCIARYINSIDERTRADINGPOLICYANTI MONEYLAUNDERINGCRSINTEGRITYSECCODEOFETHICSPRIVACYPOLICYPORTFOLIOSUITABILITYRIABOOKS &RECORDSCHIEFCOMPLIANCEOFFICERCONFLICTOFINTERESTDODD-FRANKACTCyberSecurityREDFLAGPOLICYOBAEXHIBITBRRDVULNERABLECLIENTADV2BRuleSLOA

COMPLIANCE ERISA - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. DUE DILIGENCE
  2. COMPLIANCE MANUAL
  3. FIDUCIARY
  4. INSIDER TRADING POLICY
  5. ANTI MONEY LAUNDERING
  6. CRS
  7. INTEGRITY
  8. SEC
  9. CODE OF ETHICS
  10. PRIVACY POLICY
  11. PORTFOLIO SUITABILITY
  12. RIA
  13. BOOKS & RECORDS
  14. CHIEF COMPLIANCE OFFICER
  15. CONFLICT OF INTEREST
  16. DODD-FRANK ACT
  17. Cyber Security
  18. RED FLAG POLICY
  19. OBA
  20. EXHIBIT B
  21. RRD
  22. VULNERABLE CLIENT
  23. ADV 2B Rule
  24. SLOA