FIDUCIARYINSIDERTRADINGPOLICYRRDCHIEFCOMPLIANCEOFFICERCRSANTI MONEYLAUNDERINGRIACyberSecurityREDFLAGPOLICYVULNERABLECLIENTDUEDILIGENCEBOOKS &RECORDSEXHIBITBCOMPLIANCEMANUALSECADV2BRuleINTEGRITYSLOACODEOFETHICSCONFLICTOFINTERESTPRIVACYPOLICYPORTFOLIOSUITABILITYOBADODD-FRANKACTFIDUCIARYINSIDERTRADINGPOLICYRRDCHIEFCOMPLIANCEOFFICERCRSANTI MONEYLAUNDERINGRIACyberSecurityREDFLAGPOLICYVULNERABLECLIENTDUEDILIGENCEBOOKS &RECORDSEXHIBITBCOMPLIANCEMANUALSECADV2BRuleINTEGRITYSLOACODEOFETHICSCONFLICTOFINTERESTPRIVACYPOLICYPORTFOLIOSUITABILITYOBADODD-FRANKACT

COMPLIANCE ERISA - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. FIDUCIARY
  2. INSIDER TRADING POLICY
  3. RRD
  4. CHIEF COMPLIANCE OFFICER
  5. CRS
  6. ANTI MONEY LAUNDERING
  7. RIA
  8. Cyber Security
  9. RED FLAG POLICY
  10. VULNERABLE CLIENT
  11. DUE DILIGENCE
  12. BOOKS & RECORDS
  13. EXHIBIT B
  14. COMPLIANCE MANUAL
  15. SEC
  16. ADV 2B Rule
  17. INTEGRITY
  18. SLOA
  19. CODE OF ETHICS
  20. CONFLICT OF INTEREST
  21. PRIVACY POLICY
  22. PORTFOLIO SUITABILITY
  23. OBA
  24. DODD-FRANK ACT