SECANTI MONEYLAUNDERINGCyberSecurityADV2BRuleDUEDILIGENCECOMPLIANCEMANUALDODD-FRANKACTEXHIBITBINTEGRITYREDFLAGPOLICYINSIDERTRADINGPOLICYCONFLICTOFINTERESTRIASLOAOBAPRIVACYPOLICYPORTFOLIOSUITABILITYRRDCRSBOOKS &RECORDSCODEOFETHICSCHIEFCOMPLIANCEOFFICERVULNERABLECLIENTFIDUCIARYSECANTI MONEYLAUNDERINGCyberSecurityADV2BRuleDUEDILIGENCECOMPLIANCEMANUALDODD-FRANKACTEXHIBITBINTEGRITYREDFLAGPOLICYINSIDERTRADINGPOLICYCONFLICTOFINTERESTRIASLOAOBAPRIVACYPOLICYPORTFOLIOSUITABILITYRRDCRSBOOKS &RECORDSCODEOFETHICSCHIEFCOMPLIANCEOFFICERVULNERABLECLIENTFIDUCIARY

COMPLIANCE ERISA - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. SEC
  2. ANTI MONEY LAUNDERING
  3. Cyber Security
  4. ADV 2B Rule
  5. DUE DILIGENCE
  6. COMPLIANCE MANUAL
  7. DODD-FRANK ACT
  8. EXHIBIT B
  9. INTEGRITY
  10. RED FLAG POLICY
  11. INSIDER TRADING POLICY
  12. CONFLICT OF INTEREST
  13. RIA
  14. SLOA
  15. OBA
  16. PRIVACY POLICY
  17. PORTFOLIO SUITABILITY
  18. RRD
  19. CRS
  20. BOOKS & RECORDS
  21. CODE OF ETHICS
  22. CHIEF COMPLIANCE OFFICER
  23. VULNERABLE CLIENT
  24. FIDUCIARY