CRSCODEOFETHICSRIASLOAFIDUCIARYCHIEFCOMPLIANCEOFFICERPRIVACYPOLICYINTEGRITYRRDPORTFOLIOSUITABILITYINSIDERTRADINGPOLICYANTI MONEYLAUNDERINGCyberSecurityCOMPLIANCEMANUALADV2BRuleDUEDILIGENCECONFLICTOFINTERESTREDFLAGPOLICYEXHIBITBOBASECBOOKS &RECORDSDODD-FRANKACTVULNERABLECLIENTCRSCODEOFETHICSRIASLOAFIDUCIARYCHIEFCOMPLIANCEOFFICERPRIVACYPOLICYINTEGRITYRRDPORTFOLIOSUITABILITYINSIDERTRADINGPOLICYANTI MONEYLAUNDERINGCyberSecurityCOMPLIANCEMANUALADV2BRuleDUEDILIGENCECONFLICTOFINTERESTREDFLAGPOLICYEXHIBITBOBASECBOOKS &RECORDSDODD-FRANKACTVULNERABLECLIENT

COMPLIANCE ERISA - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. CRS
  2. CODE OF ETHICS
  3. RIA
  4. SLOA
  5. FIDUCIARY
  6. CHIEF COMPLIANCE OFFICER
  7. PRIVACY POLICY
  8. INTEGRITY
  9. RRD
  10. PORTFOLIO SUITABILITY
  11. INSIDER TRADING POLICY
  12. ANTI MONEY LAUNDERING
  13. Cyber Security
  14. COMPLIANCE MANUAL
  15. ADV 2B Rule
  16. DUE DILIGENCE
  17. CONFLICT OF INTEREST
  18. RED FLAG POLICY
  19. EXHIBIT B
  20. OBA
  21. SEC
  22. BOOKS & RECORDS
  23. DODD-FRANK ACT
  24. VULNERABLE CLIENT