INTEGRITYDODD-FRANKACTINSIDERTRADINGPOLICYSLOARRDRIABOOKS &RECORDSPORTFOLIOSUITABILITYCHIEFCOMPLIANCEOFFICERFIDUCIARYANTI MONEYLAUNDERINGCONFLICTOFINTERESTPRIVACYPOLICYVULNERABLECLIENTREDFLAGPOLICYCRSCyberSecurityCOMPLIANCEMANUALEXHIBITBCODEOFETHICSSECDUEDILIGENCEADV2BRuleOBAINTEGRITYDODD-FRANKACTINSIDERTRADINGPOLICYSLOARRDRIABOOKS &RECORDSPORTFOLIOSUITABILITYCHIEFCOMPLIANCEOFFICERFIDUCIARYANTI MONEYLAUNDERINGCONFLICTOFINTERESTPRIVACYPOLICYVULNERABLECLIENTREDFLAGPOLICYCRSCyberSecurityCOMPLIANCEMANUALEXHIBITBCODEOFETHICSSECDUEDILIGENCEADV2BRuleOBA

COMPLIANCE ERISA - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. INTEGRITY
  2. DODD-FRANK ACT
  3. INSIDER TRADING POLICY
  4. SLOA
  5. RRD
  6. RIA
  7. BOOKS & RECORDS
  8. PORTFOLIO SUITABILITY
  9. CHIEF COMPLIANCE OFFICER
  10. FIDUCIARY
  11. ANTI MONEY LAUNDERING
  12. CONFLICT OF INTEREST
  13. PRIVACY POLICY
  14. VULNERABLE CLIENT
  15. RED FLAG POLICY
  16. CRS
  17. Cyber Security
  18. COMPLIANCE MANUAL
  19. EXHIBIT B
  20. CODE OF ETHICS
  21. SEC
  22. DUE DILIGENCE
  23. ADV 2B Rule
  24. OBA