PERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFORMADVADVERTISINGSOCIALMEDIABOOKSANDRECORDSRULES ANDREGULATIONSSECURIANASSETMANAGEMENT(SAM)ACCESSPERSONSSUB-ADVISORSGENERALACCOUNTCOMPLIANCEBOARDMEETINGINDEPENDENTTRUSTEESREGISTEREDREPRESENTATIVE206(4)-7ICCCWHOLESALEBROKERDEALERINVESTMENTADVISORSECURIANFINANCIALSERVICES(SFS)OUTSIDEBUSINESSACTIVITY(OBA)ASSETSUNDERMANAGEMENTFINRASECURIANFUNDSTRUST(SFT)SECCHIEFCOMPLIANCEOFFICERSUPERVISION38a-1INVESTMENTCOMPANYPERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFORMADVADVERTISINGSOCIALMEDIABOOKSANDRECORDSRULES ANDREGULATIONSSECURIANASSETMANAGEMENT(SAM)ACCESSPERSONSSUB-ADVISORSGENERALACCOUNTCOMPLIANCEBOARDMEETINGINDEPENDENTTRUSTEESREGISTEREDREPRESENTATIVE206(4)-7ICCCWHOLESALEBROKERDEALERINVESTMENTADVISORSECURIANFINANCIALSERVICES(SFS)OUTSIDEBUSINESSACTIVITY(OBA)ASSETSUNDERMANAGEMENTFINRASECURIANFUNDSTRUST(SFT)SECCHIEFCOMPLIANCEOFFICERSUPERVISION38a-1INVESTMENTCOMPANY

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. PERSONAL SECURITIES ACCOUNT
  2. PORTFOLIO MANAGERS
  3. FORM ADV
  4. ADVERTISING
  5. SOCIAL MEDIA
  6. BOOKS AND RECORDS
  7. RULES AND REGULATIONS
  8. SECURIAN ASSET MANAGEMENT (SAM)
  9. ACCESS PERSONS
  10. SUB-ADVISORS
  11. GENERAL ACCOUNT
  12. COMPLIANCE
  13. BOARD MEETING
  14. INDEPENDENT TRUSTEES
  15. REGISTERED REPRESENTATIVE
  16. 206(4)-7
  17. ICCC
  18. WHOLESALE BROKER DEALER
  19. INVESTMENT ADVISOR
  20. SECURIAN FINANCIAL SERVICES (SFS)
  21. OUTSIDE BUSINESS ACTIVITY (OBA)
  22. ASSETS UNDER MANAGEMENT
  23. FINRA
  24. SECURIAN FUNDS TRUST (SFT)
  25. SEC
  26. CHIEF COMPLIANCE OFFICER
  27. SUPERVISION
  28. 38a-1
  29. INVESTMENT COMPANY