SECSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSPERSONALSECURITIESACCOUNT206(4)-7CHIEFCOMPLIANCEOFFICERFORMADVBOARDMEETINGICCCOUTSIDEBUSINESSACTIVITY(OBA)38a-1ACCESSPERSONSINDEPENDENTTRUSTEESINVESTMENTADVISORCOMPLIANCESECURIANFINANCIALSERVICES(SFS)SOCIALMEDIAPORTFOLIOMANAGERSFINRAGENERALACCOUNTWHOLESALEBROKERDEALERINVESTMENTCOMPANYASSETSUNDERMANAGEMENTBOOKSANDRECORDSREGISTEREDREPRESENTATIVESUPERVISIONSUB-ADVISORSADVERTISINGSECURIANFUNDSTRUST(SFT)SECSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSPERSONALSECURITIESACCOUNT206(4)-7CHIEFCOMPLIANCEOFFICERFORMADVBOARDMEETINGICCCOUTSIDEBUSINESSACTIVITY(OBA)38a-1ACCESSPERSONSINDEPENDENTTRUSTEESINVESTMENTADVISORCOMPLIANCESECURIANFINANCIALSERVICES(SFS)SOCIALMEDIAPORTFOLIOMANAGERSFINRAGENERALACCOUNTWHOLESALEBROKERDEALERINVESTMENTCOMPANYASSETSUNDERMANAGEMENTBOOKSANDRECORDSREGISTEREDREPRESENTATIVESUPERVISIONSUB-ADVISORSADVERTISINGSECURIANFUNDSTRUST(SFT)

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
  1. SEC
  2. SECURIAN ASSET MANAGEMENT (SAM)
  3. RULES AND REGULATIONS
  4. PERSONAL SECURITIES ACCOUNT
  5. 206(4)-7
  6. CHIEF COMPLIANCE OFFICER
  7. FORM ADV
  8. BOARD MEETING
  9. ICCC
  10. OUTSIDE BUSINESS ACTIVITY (OBA)
  11. 38a-1
  12. ACCESS PERSONS
  13. INDEPENDENT TRUSTEES
  14. INVESTMENT ADVISOR
  15. COMPLIANCE
  16. SECURIAN FINANCIAL SERVICES (SFS)
  17. SOCIAL MEDIA
  18. PORTFOLIO MANAGERS
  19. FINRA
  20. GENERAL ACCOUNT
  21. WHOLESALE BROKER DEALER
  22. INVESTMENT COMPANY
  23. ASSETS UNDER MANAGEMENT
  24. BOOKS AND RECORDS
  25. REGISTERED REPRESENTATIVE
  26. SUPERVISION
  27. SUB-ADVISORS
  28. ADVERTISING
  29. SECURIAN FUNDS TRUST (SFT)