INVESTMENTADVISORSECBOARDMEETINGREGISTEREDREPRESENTATIVE38a-1FORMADVRULES ANDREGULATIONSOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCEWHOLESALEBROKERDEALERGENERALACCOUNT206(4)-7SECURIANASSETMANAGEMENT(SAM)SOCIALMEDIACHIEFCOMPLIANCEOFFICERBOOKSANDRECORDSFINRAICCCINVESTMENTCOMPANYSUPERVISIONPORTFOLIOMANAGERSADVERTISINGSECURIANFUNDSTRUST(SFT)INDEPENDENTTRUSTEESPERSONALSECURITIESACCOUNTASSETSUNDERMANAGEMENTSECURIANFINANCIALSERVICES(SFS)ACCESSPERSONSSUB-ADVISORSINVESTMENTADVISORSECBOARDMEETINGREGISTEREDREPRESENTATIVE38a-1FORMADVRULES ANDREGULATIONSOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCEWHOLESALEBROKERDEALERGENERALACCOUNT206(4)-7SECURIANASSETMANAGEMENT(SAM)SOCIALMEDIACHIEFCOMPLIANCEOFFICERBOOKSANDRECORDSFINRAICCCINVESTMENTCOMPANYSUPERVISIONPORTFOLIOMANAGERSADVERTISINGSECURIANFUNDSTRUST(SFT)INDEPENDENTTRUSTEESPERSONALSECURITIESACCOUNTASSETSUNDERMANAGEMENTSECURIANFINANCIALSERVICES(SFS)ACCESSPERSONSSUB-ADVISORS

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. INVESTMENT ADVISOR
  2. SEC
  3. BOARD MEETING
  4. REGISTERED REPRESENTATIVE
  5. 38a-1
  6. FORM ADV
  7. RULES AND REGULATIONS
  8. OUTSIDE BUSINESS ACTIVITY (OBA)
  9. COMPLIANCE
  10. WHOLESALE BROKER DEALER
  11. GENERAL ACCOUNT
  12. 206(4)-7
  13. SECURIAN ASSET MANAGEMENT (SAM)
  14. SOCIAL MEDIA
  15. CHIEF COMPLIANCE OFFICER
  16. BOOKS AND RECORDS
  17. FINRA
  18. ICCC
  19. INVESTMENT COMPANY
  20. SUPERVISION
  21. PORTFOLIO MANAGERS
  22. ADVERTISING
  23. SECURIAN FUNDS TRUST (SFT)
  24. INDEPENDENT TRUSTEES
  25. PERSONAL SECURITIES ACCOUNT
  26. ASSETS UNDER MANAGEMENT
  27. SECURIAN FINANCIAL SERVICES (SFS)
  28. ACCESS PERSONS
  29. SUB-ADVISORS