OUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSSUB-ADVISORSREGISTEREDREPRESENTATIVESECURIANFINANCIALSERVICES(SFS)SECBOOKSANDRECORDSINVESTMENTADVISORSOCIALMEDIAICCCBOARDMEETINGPORTFOLIOMANAGERSSECURIANFUNDSTRUST(SFT)FORMADVFINRAWHOLESALEBROKERDEALER206(4)-7SECURIANASSETMANAGEMENT(SAM)COMPLIANCEINDEPENDENTTRUSTEESINVESTMENTCOMPANYACCESSPERSONS38a-1PERSONALSECURITIESACCOUNTSUPERVISIONGENERALACCOUNTCHIEFCOMPLIANCEOFFICERADVERTISINGASSETSUNDERMANAGEMENTOUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSSUB-ADVISORSREGISTEREDREPRESENTATIVESECURIANFINANCIALSERVICES(SFS)SECBOOKSANDRECORDSINVESTMENTADVISORSOCIALMEDIAICCCBOARDMEETINGPORTFOLIOMANAGERSSECURIANFUNDSTRUST(SFT)FORMADVFINRAWHOLESALEBROKERDEALER206(4)-7SECURIANASSETMANAGEMENT(SAM)COMPLIANCEINDEPENDENTTRUSTEESINVESTMENTCOMPANYACCESSPERSONS38a-1PERSONALSECURITIESACCOUNTSUPERVISIONGENERALACCOUNTCHIEFCOMPLIANCEOFFICERADVERTISINGASSETSUNDERMANAGEMENT

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. OUTSIDE BUSINESS ACTIVITY (OBA)
  2. RULES AND REGULATIONS
  3. SUB-ADVISORS
  4. REGISTERED REPRESENTATIVE
  5. SECURIAN FINANCIAL SERVICES (SFS)
  6. SEC
  7. BOOKS AND RECORDS
  8. INVESTMENT ADVISOR
  9. SOCIAL MEDIA
  10. ICCC
  11. BOARD MEETING
  12. PORTFOLIO MANAGERS
  13. SECURIAN FUNDS TRUST (SFT)
  14. FORM ADV
  15. FINRA
  16. WHOLESALE BROKER DEALER
  17. 206(4)-7
  18. SECURIAN ASSET MANAGEMENT (SAM)
  19. COMPLIANCE
  20. INDEPENDENT TRUSTEES
  21. INVESTMENT COMPANY
  22. ACCESS PERSONS
  23. 38a-1
  24. PERSONAL SECURITIES ACCOUNT
  25. SUPERVISION
  26. GENERAL ACCOUNT
  27. CHIEF COMPLIANCE OFFICER
  28. ADVERTISING
  29. ASSETS UNDER MANAGEMENT