PERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERASSETSUNDERMANAGEMENTACCESSPERSONSSECURIANFUNDSTRUST(SFT)GENERALACCOUNTSECSUB-ADVISORSFINRAPORTFOLIOMANAGERS206(4)-7FORMADVICCCSECURIANFINANCIALSERVICES(SFS)38a-1SECURIANASSETMANAGEMENT(SAM)INDEPENDENTTRUSTEESRULES ANDREGULATIONSINVESTMENTADVISORBOARDMEETINGADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)REGISTEREDREPRESENTATIVESUPERVISIONWHOLESALEBROKERDEALERBOOKSANDRECORDSINVESTMENTCOMPANYSOCIALMEDIACOMPLIANCEPERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERASSETSUNDERMANAGEMENTACCESSPERSONSSECURIANFUNDSTRUST(SFT)GENERALACCOUNTSECSUB-ADVISORSFINRAPORTFOLIOMANAGERS206(4)-7FORMADVICCCSECURIANFINANCIALSERVICES(SFS)38a-1SECURIANASSETMANAGEMENT(SAM)INDEPENDENTTRUSTEESRULES ANDREGULATIONSINVESTMENTADVISORBOARDMEETINGADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)REGISTEREDREPRESENTATIVESUPERVISIONWHOLESALEBROKERDEALERBOOKSANDRECORDSINVESTMENTCOMPANYSOCIALMEDIACOMPLIANCE

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. PERSONAL SECURITIES ACCOUNT
  2. CHIEF COMPLIANCE OFFICER
  3. ASSETS UNDER MANAGEMENT
  4. ACCESS PERSONS
  5. SECURIAN FUNDS TRUST (SFT)
  6. GENERAL ACCOUNT
  7. SEC
  8. SUB-ADVISORS
  9. FINRA
  10. PORTFOLIO MANAGERS
  11. 206(4)-7
  12. FORM ADV
  13. ICCC
  14. SECURIAN FINANCIAL SERVICES (SFS)
  15. 38a-1
  16. SECURIAN ASSET MANAGEMENT (SAM)
  17. INDEPENDENT TRUSTEES
  18. RULES AND REGULATIONS
  19. INVESTMENT ADVISOR
  20. BOARD MEETING
  21. ADVERTISING
  22. OUTSIDE BUSINESS ACTIVITY (OBA)
  23. REGISTERED REPRESENTATIVE
  24. SUPERVISION
  25. WHOLESALE BROKER DEALER
  26. BOOKS AND RECORDS
  27. INVESTMENT COMPANY
  28. SOCIAL MEDIA
  29. COMPLIANCE