CHIEFCOMPLIANCEOFFICERFINRASUB-ADVISORSSECURIANFUNDSTRUST(SFT)ICCC38a-1ACCESSPERSONSPERSONALSECURITIESACCOUNTRULES ANDREGULATIONSADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)INVESTMENTADVISORSECURIANASSETMANAGEMENT(SAM)SOCIALMEDIAGENERALACCOUNTASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEINVESTMENTCOMPANYINDEPENDENTTRUSTEESCOMPLIANCEFORMADVBOOKSANDRECORDS206(4)-7WHOLESALEBROKERDEALERPORTFOLIOMANAGERSSUPERVISIONSECBOARDMEETINGSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERFINRASUB-ADVISORSSECURIANFUNDSTRUST(SFT)ICCC38a-1ACCESSPERSONSPERSONALSECURITIESACCOUNTRULES ANDREGULATIONSADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)INVESTMENTADVISORSECURIANASSETMANAGEMENT(SAM)SOCIALMEDIAGENERALACCOUNTASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEINVESTMENTCOMPANYINDEPENDENTTRUSTEESCOMPLIANCEFORMADVBOOKSANDRECORDS206(4)-7WHOLESALEBROKERDEALERPORTFOLIOMANAGERSSUPERVISIONSECBOARDMEETINGSECURIANFINANCIALSERVICES(SFS)

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. CHIEF COMPLIANCE OFFICER
  2. FINRA
  3. SUB-ADVISORS
  4. SECURIAN FUNDS TRUST (SFT)
  5. ICCC
  6. 38a-1
  7. ACCESS PERSONS
  8. PERSONAL SECURITIES ACCOUNT
  9. RULES AND REGULATIONS
  10. ADVERTISING
  11. OUTSIDE BUSINESS ACTIVITY (OBA)
  12. INVESTMENT ADVISOR
  13. SECURIAN ASSET MANAGEMENT (SAM)
  14. SOCIAL MEDIA
  15. GENERAL ACCOUNT
  16. ASSETS UNDER MANAGEMENT
  17. REGISTERED REPRESENTATIVE
  18. INVESTMENT COMPANY
  19. INDEPENDENT TRUSTEES
  20. COMPLIANCE
  21. FORM ADV
  22. BOOKS AND RECORDS
  23. 206(4)-7
  24. WHOLESALE BROKER DEALER
  25. PORTFOLIO MANAGERS
  26. SUPERVISION
  27. SEC
  28. BOARD MEETING
  29. SECURIAN FINANCIAL SERVICES (SFS)