CHIEFCOMPLIANCEOFFICERWHOLESALEBROKERDEALERREGISTEREDREPRESENTATIVEBOARDMEETINGINVESTMENTCOMPANYSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSICCC206(4)-7ADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCE38a-1SECSUPERVISIONSUB-ADVISORSASSETSUNDERMANAGEMENTPERSONALSECURITIESACCOUNTACCESSPERSONSBOOKSANDRECORDSSECURIANASSETMANAGEMENT(SAM)FINRAINVESTMENTADVISORFORMADVSOCIALMEDIAGENERALACCOUNTRULES ANDREGULATIONSINDEPENDENTTRUSTEESSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERWHOLESALEBROKERDEALERREGISTEREDREPRESENTATIVEBOARDMEETINGINVESTMENTCOMPANYSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSICCC206(4)-7ADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCE38a-1SECSUPERVISIONSUB-ADVISORSASSETSUNDERMANAGEMENTPERSONALSECURITIESACCOUNTACCESSPERSONSBOOKSANDRECORDSSECURIANASSETMANAGEMENT(SAM)FINRAINVESTMENTADVISORFORMADVSOCIALMEDIAGENERALACCOUNTRULES ANDREGULATIONSINDEPENDENTTRUSTEESSECURIANFINANCIALSERVICES(SFS)

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. CHIEF COMPLIANCE OFFICER
  2. WHOLESALE BROKER DEALER
  3. REGISTERED REPRESENTATIVE
  4. BOARD MEETING
  5. INVESTMENT COMPANY
  6. SECURIAN FUNDS TRUST (SFT)
  7. PORTFOLIO MANAGERS
  8. ICCC
  9. 206(4)-7
  10. ADVERTISING
  11. OUTSIDE BUSINESS ACTIVITY (OBA)
  12. COMPLIANCE
  13. 38a-1
  14. SEC
  15. SUPERVISION
  16. SUB-ADVISORS
  17. ASSETS UNDER MANAGEMENT
  18. PERSONAL SECURITIES ACCOUNT
  19. ACCESS PERSONS
  20. BOOKS AND RECORDS
  21. SECURIAN ASSET MANAGEMENT (SAM)
  22. FINRA
  23. INVESTMENT ADVISOR
  24. FORM ADV
  25. SOCIAL MEDIA
  26. GENERAL ACCOUNT
  27. RULES AND REGULATIONS
  28. INDEPENDENT TRUSTEES
  29. SECURIAN FINANCIAL SERVICES (SFS)