SECASSETSUNDERMANAGEMENTSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERSOCIALMEDIAFINRASECURIANFUNDSTRUST(SFT)BOOKSANDRECORDSOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCEADVERTISINGSUPERVISIONBOARDMEETINGREGISTEREDREPRESENTATIVEWHOLESALEBROKERDEALERINDEPENDENTTRUSTEESICCCINVESTMENTCOMPANYSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSSUB-ADVISORSPERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFORMADVINVESTMENTADVISOR206(4)-7GENERALACCOUNTACCESSPERSONS38a-1SECASSETSUNDERMANAGEMENTSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERSOCIALMEDIAFINRASECURIANFUNDSTRUST(SFT)BOOKSANDRECORDSOUTSIDEBUSINESSACTIVITY(OBA)COMPLIANCEADVERTISINGSUPERVISIONBOARDMEETINGREGISTEREDREPRESENTATIVEWHOLESALEBROKERDEALERINDEPENDENTTRUSTEESICCCINVESTMENTCOMPANYSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSSUB-ADVISORSPERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFORMADVINVESTMENTADVISOR206(4)-7GENERALACCOUNTACCESSPERSONS38a-1

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. SEC
  2. ASSETS UNDER MANAGEMENT
  3. SECURIAN FINANCIAL SERVICES (SFS)
  4. CHIEF COMPLIANCE OFFICER
  5. SOCIAL MEDIA
  6. FINRA
  7. SECURIAN FUNDS TRUST (SFT)
  8. BOOKS AND RECORDS
  9. OUTSIDE BUSINESS ACTIVITY (OBA)
  10. COMPLIANCE
  11. ADVERTISING
  12. SUPERVISION
  13. BOARD MEETING
  14. REGISTERED REPRESENTATIVE
  15. WHOLESALE BROKER DEALER
  16. INDEPENDENT TRUSTEES
  17. ICCC
  18. INVESTMENT COMPANY
  19. SECURIAN ASSET MANAGEMENT (SAM)
  20. RULES AND REGULATIONS
  21. SUB-ADVISORS
  22. PERSONAL SECURITIES ACCOUNT
  23. PORTFOLIO MANAGERS
  24. FORM ADV
  25. INVESTMENT ADVISOR
  26. 206(4)-7
  27. GENERAL ACCOUNT
  28. ACCESS PERSONS
  29. 38a-1