INVESTMENTCOMPANYSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSADVERTISINGGENERALACCOUNTFORMADV38a-1PORTFOLIOMANAGERSASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEPERSONALSECURITIESACCOUNTSOCIALMEDIAFINRABOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)INVESTMENTADVISOROUTSIDEBUSINESSACTIVITY(OBA)ACCESSPERSONSICCCSUB-ADVISORSSECCOMPLIANCEBOARDMEETINGSUPERVISIONINDEPENDENTTRUSTEES206(4)-7SECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERWHOLESALEBROKERDEALERINVESTMENTCOMPANYSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONSADVERTISINGGENERALACCOUNTFORMADV38a-1PORTFOLIOMANAGERSASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEPERSONALSECURITIESACCOUNTSOCIALMEDIAFINRABOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)INVESTMENTADVISOROUTSIDEBUSINESSACTIVITY(OBA)ACCESSPERSONSICCCSUB-ADVISORSSECCOMPLIANCEBOARDMEETINGSUPERVISIONINDEPENDENTTRUSTEES206(4)-7SECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERWHOLESALEBROKERDEALER

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. INVESTMENT COMPANY
  2. SECURIAN ASSET MANAGEMENT (SAM)
  3. RULES AND REGULATIONS
  4. ADVERTISING
  5. GENERAL ACCOUNT
  6. FORM ADV
  7. 38a-1
  8. PORTFOLIO MANAGERS
  9. ASSETS UNDER MANAGEMENT
  10. REGISTERED REPRESENTATIVE
  11. PERSONAL SECURITIES ACCOUNT
  12. SOCIAL MEDIA
  13. FINRA
  14. BOOKS AND RECORDS
  15. SECURIAN FINANCIAL SERVICES (SFS)
  16. INVESTMENT ADVISOR
  17. OUTSIDE BUSINESS ACTIVITY (OBA)
  18. ACCESS PERSONS
  19. ICCC
  20. SUB-ADVISORS
  21. SEC
  22. COMPLIANCE
  23. BOARD MEETING
  24. SUPERVISION
  25. INDEPENDENT TRUSTEES
  26. 206(4)-7
  27. SECURIAN FUNDS TRUST (SFT)
  28. CHIEF COMPLIANCE OFFICER
  29. WHOLESALE BROKER DEALER