PORTFOLIOMANAGERS206(4)-7SOCIALMEDIASECRULES ANDREGULATIONSCHIEFCOMPLIANCEOFFICERCOMPLIANCESUPERVISIONGENERALACCOUNTSUB-ADVISORSINVESTMENTCOMPANYBOARDMEETINGASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERACCESSPERSONSPERSONALSECURITIESACCOUNTFORMADVBOOKSANDRECORDSICCC38a-1OUTSIDEBUSINESSACTIVITY(OBA)FINRAADVERTISINGSECURIANFINANCIALSERVICES(SFS)INVESTMENTADVISORSECURIANFUNDSTRUST(SFT)SECURIANASSETMANAGEMENT(SAM)INDEPENDENTTRUSTEESREGISTEREDREPRESENTATIVEPORTFOLIOMANAGERS206(4)-7SOCIALMEDIASECRULES ANDREGULATIONSCHIEFCOMPLIANCEOFFICERCOMPLIANCESUPERVISIONGENERALACCOUNTSUB-ADVISORSINVESTMENTCOMPANYBOARDMEETINGASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERACCESSPERSONSPERSONALSECURITIESACCOUNTFORMADVBOOKSANDRECORDSICCC38a-1OUTSIDEBUSINESSACTIVITY(OBA)FINRAADVERTISINGSECURIANFINANCIALSERVICES(SFS)INVESTMENTADVISORSECURIANFUNDSTRUST(SFT)SECURIANASSETMANAGEMENT(SAM)INDEPENDENTTRUSTEESREGISTEREDREPRESENTATIVE

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. PORTFOLIO MANAGERS
  2. 206(4)-7
  3. SOCIAL MEDIA
  4. SEC
  5. RULES AND REGULATIONS
  6. CHIEF COMPLIANCE OFFICER
  7. COMPLIANCE
  8. SUPERVISION
  9. GENERAL ACCOUNT
  10. SUB-ADVISORS
  11. INVESTMENT COMPANY
  12. BOARD MEETING
  13. ASSETS UNDER MANAGEMENT
  14. WHOLESALE BROKER DEALER
  15. ACCESS PERSONS
  16. PERSONAL SECURITIES ACCOUNT
  17. FORM ADV
  18. BOOKS AND RECORDS
  19. ICCC
  20. 38a-1
  21. OUTSIDE BUSINESS ACTIVITY (OBA)
  22. FINRA
  23. ADVERTISING
  24. SECURIAN FINANCIAL SERVICES (SFS)
  25. INVESTMENT ADVISOR
  26. SECURIAN FUNDS TRUST (SFT)
  27. SECURIAN ASSET MANAGEMENT (SAM)
  28. INDEPENDENT TRUSTEES
  29. REGISTERED REPRESENTATIVE