REGISTEREDREPRESENTATIVEPORTFOLIOMANAGERSCOMPLIANCEFORMADVSECSUPERVISIONSECURIANFINANCIALSERVICES(SFS)206(4)-7WHOLESALEBROKERDEALERASSETSUNDERMANAGEMENTINDEPENDENTTRUSTEESSECURIANASSETMANAGEMENT(SAM)SUB-ADVISORSSECURIANFUNDSTRUST(SFT)BOOKSANDRECORDSINVESTMENTCOMPANYBOARDMEETINGADVERTISINGGENERALACCOUNTSOCIALMEDIA38a-1FINRAOUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSACCESSPERSONSPERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERINVESTMENTADVISORICCCREGISTEREDREPRESENTATIVEPORTFOLIOMANAGERSCOMPLIANCEFORMADVSECSUPERVISIONSECURIANFINANCIALSERVICES(SFS)206(4)-7WHOLESALEBROKERDEALERASSETSUNDERMANAGEMENTINDEPENDENTTRUSTEESSECURIANASSETMANAGEMENT(SAM)SUB-ADVISORSSECURIANFUNDSTRUST(SFT)BOOKSANDRECORDSINVESTMENTCOMPANYBOARDMEETINGADVERTISINGGENERALACCOUNTSOCIALMEDIA38a-1FINRAOUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSACCESSPERSONSPERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERINVESTMENTADVISORICCC

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. REGISTERED REPRESENTATIVE
  2. PORTFOLIO MANAGERS
  3. COMPLIANCE
  4. FORM ADV
  5. SEC
  6. SUPERVISION
  7. SECURIAN FINANCIAL SERVICES (SFS)
  8. 206(4)-7
  9. WHOLESALE BROKER DEALER
  10. ASSETS UNDER MANAGEMENT
  11. INDEPENDENT TRUSTEES
  12. SECURIAN ASSET MANAGEMENT (SAM)
  13. SUB-ADVISORS
  14. SECURIAN FUNDS TRUST (SFT)
  15. BOOKS AND RECORDS
  16. INVESTMENT COMPANY
  17. BOARD MEETING
  18. ADVERTISING
  19. GENERAL ACCOUNT
  20. SOCIAL MEDIA
  21. 38a-1
  22. FINRA
  23. OUTSIDE BUSINESS ACTIVITY (OBA)
  24. RULES AND REGULATIONS
  25. ACCESS PERSONS
  26. PERSONAL SECURITIES ACCOUNT
  27. CHIEF COMPLIANCE OFFICER
  28. INVESTMENT ADVISOR
  29. ICCC