COMPLIANCE206(4)-7ASSETSUNDERMANAGEMENTINDEPENDENTTRUSTEESGENERALACCOUNTSECINVESTMENTADVISOR38a-1ICCCBOARDMEETINGBOOKSANDRECORDSWHOLESALEBROKERDEALERSUB-ADVISORSSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERPERSONALSECURITIESACCOUNTOUTSIDEBUSINESSACTIVITY(OBA)ACCESSPERSONSSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSSUPERVISIONFORMADVRULES ANDREGULATIONSFINRAINVESTMENTCOMPANYREGISTEREDREPRESENTATIVESOCIALMEDIASECURIANASSETMANAGEMENT(SAM)ADVERTISINGCOMPLIANCE206(4)-7ASSETSUNDERMANAGEMENTINDEPENDENTTRUSTEESGENERALACCOUNTSECINVESTMENTADVISOR38a-1ICCCBOARDMEETINGBOOKSANDRECORDSWHOLESALEBROKERDEALERSUB-ADVISORSSECURIANFINANCIALSERVICES(SFS)CHIEFCOMPLIANCEOFFICERPERSONALSECURITIESACCOUNTOUTSIDEBUSINESSACTIVITY(OBA)ACCESSPERSONSSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSSUPERVISIONFORMADVRULES ANDREGULATIONSFINRAINVESTMENTCOMPANYREGISTEREDREPRESENTATIVESOCIALMEDIASECURIANASSETMANAGEMENT(SAM)ADVERTISING

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. COMPLIANCE
  2. 206(4)-7
  3. ASSETS UNDER MANAGEMENT
  4. INDEPENDENT TRUSTEES
  5. GENERAL ACCOUNT
  6. SEC
  7. INVESTMENT ADVISOR
  8. 38a-1
  9. ICCC
  10. BOARD MEETING
  11. BOOKS AND RECORDS
  12. WHOLESALE BROKER DEALER
  13. SUB-ADVISORS
  14. SECURIAN FINANCIAL SERVICES (SFS)
  15. CHIEF COMPLIANCE OFFICER
  16. PERSONAL SECURITIES ACCOUNT
  17. OUTSIDE BUSINESS ACTIVITY (OBA)
  18. ACCESS PERSONS
  19. SECURIAN FUNDS TRUST (SFT)
  20. PORTFOLIO MANAGERS
  21. SUPERVISION
  22. FORM ADV
  23. RULES AND REGULATIONS
  24. FINRA
  25. INVESTMENT COMPANY
  26. REGISTERED REPRESENTATIVE
  27. SOCIAL MEDIA
  28. SECURIAN ASSET MANAGEMENT (SAM)
  29. ADVERTISING