INVESTMENTADVISOR38a-1CHIEFCOMPLIANCEOFFICERINDEPENDENTTRUSTEESASSETSUNDERMANAGEMENTGENERALACCOUNT206(4)-7COMPLIANCERULES ANDREGULATIONSINVESTMENTCOMPANYPERSONALSECURITIESACCOUNTBOARDMEETINGWHOLESALEBROKERDEALERSECURIANFUNDSTRUST(SFT)REGISTEREDREPRESENTATIVEFINRAFORMADVADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)SUPERVISIONSECPORTFOLIOMANAGERSBOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)ICCCACCESSPERSONSSOCIALMEDIASECURIANASSETMANAGEMENT(SAM)SUB-ADVISORSINVESTMENTADVISOR38a-1CHIEFCOMPLIANCEOFFICERINDEPENDENTTRUSTEESASSETSUNDERMANAGEMENTGENERALACCOUNT206(4)-7COMPLIANCERULES ANDREGULATIONSINVESTMENTCOMPANYPERSONALSECURITIESACCOUNTBOARDMEETINGWHOLESALEBROKERDEALERSECURIANFUNDSTRUST(SFT)REGISTEREDREPRESENTATIVEFINRAFORMADVADVERTISINGOUTSIDEBUSINESSACTIVITY(OBA)SUPERVISIONSECPORTFOLIOMANAGERSBOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)ICCCACCESSPERSONSSOCIALMEDIASECURIANASSETMANAGEMENT(SAM)SUB-ADVISORS

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. INVESTMENT ADVISOR
  2. 38a-1
  3. CHIEF COMPLIANCE OFFICER
  4. INDEPENDENT TRUSTEES
  5. ASSETS UNDER MANAGEMENT
  6. GENERAL ACCOUNT
  7. 206(4)-7
  8. COMPLIANCE
  9. RULES AND REGULATIONS
  10. INVESTMENT COMPANY
  11. PERSONAL SECURITIES ACCOUNT
  12. BOARD MEETING
  13. WHOLESALE BROKER DEALER
  14. SECURIAN FUNDS TRUST (SFT)
  15. REGISTERED REPRESENTATIVE
  16. FINRA
  17. FORM ADV
  18. ADVERTISING
  19. OUTSIDE BUSINESS ACTIVITY (OBA)
  20. SUPERVISION
  21. SEC
  22. PORTFOLIO MANAGERS
  23. BOOKS AND RECORDS
  24. SECURIAN FINANCIAL SERVICES (SFS)
  25. ICCC
  26. ACCESS PERSONS
  27. SOCIAL MEDIA
  28. SECURIAN ASSET MANAGEMENT (SAM)
  29. SUB-ADVISORS