INVESTMENTADVISERINVESTMENTCOMPANY206(4)-7CHIEFCOMPLIANCEOFFICERACCESSPERSONSSECURIANFINANCIALSERVICES(SFS)ICCCRULES ANDREGULATIONSCOMPLIANCESECURIANFUNDSTRUST(SFT)SECFORMADVSUB-ADVISERSASSETSUNDERMANAGEMENTPORTFOLIOMANAGERSOUTSIDEBUSINESSACTIVITY(OBA)BOARDMEETINGINDEPENDENTTRUSTEESFINRAGENERALACCOUNT38a-1SECURIANASSETMANAGEMENT(SAM)BOOKSANDRECORDSREGISTEREDREPRESENTATIVEADVERTISINGWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTSOCIALMEDIASUPERVISIONINVESTMENTADVISERINVESTMENTCOMPANY206(4)-7CHIEFCOMPLIANCEOFFICERACCESSPERSONSSECURIANFINANCIALSERVICES(SFS)ICCCRULES ANDREGULATIONSCOMPLIANCESECURIANFUNDSTRUST(SFT)SECFORMADVSUB-ADVISERSASSETSUNDERMANAGEMENTPORTFOLIOMANAGERSOUTSIDEBUSINESSACTIVITY(OBA)BOARDMEETINGINDEPENDENTTRUSTEESFINRAGENERALACCOUNT38a-1SECURIANASSETMANAGEMENT(SAM)BOOKSANDRECORDSREGISTEREDREPRESENTATIVEADVERTISINGWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTSOCIALMEDIASUPERVISION

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. INVESTMENT ADVISER
  2. INVESTMENT COMPANY
  3. 206(4)-7
  4. CHIEF COMPLIANCE OFFICER
  5. ACCESS PERSONS
  6. SECURIAN FINANCIAL SERVICES (SFS)
  7. ICCC
  8. RULES AND REGULATIONS
  9. COMPLIANCE
  10. SECURIAN FUNDS TRUST (SFT)
  11. SEC
  12. FORM ADV
  13. SUB-ADVISERS
  14. ASSETS UNDER MANAGEMENT
  15. PORTFOLIO MANAGERS
  16. OUTSIDE BUSINESS ACTIVITY (OBA)
  17. BOARD MEETING
  18. INDEPENDENT TRUSTEES
  19. FINRA
  20. GENERAL ACCOUNT
  21. 38a-1
  22. SECURIAN ASSET MANAGEMENT (SAM)
  23. BOOKS AND RECORDS
  24. REGISTERED REPRESENTATIVE
  25. ADVERTISING
  26. WHOLESALE BROKER DEALER
  27. PERSONAL SECURITIES ACCOUNT
  28. SOCIAL MEDIA
  29. SUPERVISION