ICCCCHIEFCOMPLIANCEOFFICERINDEPENDENTTRUSTEESPERSONALSECURITIESACCOUNT38a-1FORMADVACCESSPERSONSGENERALACCOUNTOUTSIDEBUSINESSACTIVITY(OBA)SOCIALMEDIAFINRAINVESTMENTADVISERSUB-ADVISERSSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONS206(4)-7INVESTMENTCOMPANYSECURIANFINANCIALSERVICES(SFS)BOOKSANDRECORDSSECSECURIANFUNDSTRUST(SFT)COMPLIANCEADVERTISINGASSETSUNDERMANAGEMENTSUPERVISIONREGISTEREDREPRESENTATIVEBOARDMEETINGPORTFOLIOMANAGERSWHOLESALEBROKERDEALERICCCCHIEFCOMPLIANCEOFFICERINDEPENDENTTRUSTEESPERSONALSECURITIESACCOUNT38a-1FORMADVACCESSPERSONSGENERALACCOUNTOUTSIDEBUSINESSACTIVITY(OBA)SOCIALMEDIAFINRAINVESTMENTADVISERSUB-ADVISERSSECURIANASSETMANAGEMENT(SAM)RULES ANDREGULATIONS206(4)-7INVESTMENTCOMPANYSECURIANFINANCIALSERVICES(SFS)BOOKSANDRECORDSSECSECURIANFUNDSTRUST(SFT)COMPLIANCEADVERTISINGASSETSUNDERMANAGEMENTSUPERVISIONREGISTEREDREPRESENTATIVEBOARDMEETINGPORTFOLIOMANAGERSWHOLESALEBROKERDEALER

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. ICCC
  2. CHIEF COMPLIANCE OFFICER
  3. INDEPENDENT TRUSTEES
  4. PERSONAL SECURITIES ACCOUNT
  5. 38a-1
  6. FORM ADV
  7. ACCESS PERSONS
  8. GENERAL ACCOUNT
  9. OUTSIDE BUSINESS ACTIVITY (OBA)
  10. SOCIAL MEDIA
  11. FINRA
  12. INVESTMENT ADVISER
  13. SUB-ADVISERS
  14. SECURIAN ASSET MANAGEMENT (SAM)
  15. RULES AND REGULATIONS
  16. 206(4)-7
  17. INVESTMENT COMPANY
  18. SECURIAN FINANCIAL SERVICES (SFS)
  19. BOOKS AND RECORDS
  20. SEC
  21. SECURIAN FUNDS TRUST (SFT)
  22. COMPLIANCE
  23. ADVERTISING
  24. ASSETS UNDER MANAGEMENT
  25. SUPERVISION
  26. REGISTERED REPRESENTATIVE
  27. BOARD MEETING
  28. PORTFOLIO MANAGERS
  29. WHOLESALE BROKER DEALER