SECURIANASSETMANAGEMENT(SAM)SECICCCSECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERFORMADVINDEPENDENTTRUSTEESINVESTMENTCOMPANYCOMPLIANCEOUTSIDEBUSINESSACTIVITY(OBA)ASSETSUNDERMANAGEMENT38a-1SECURIANFINANCIALSERVICES(SFS)206(4)-7ADVERTISINGGENERALACCOUNTSOCIALMEDIARULES ANDREGULATIONSSUPERVISIONINVESTMENTADVISERBOARDMEETINGACCESSPERSONSWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFINRASUB-ADVISERSBOOKSANDRECORDSREGISTEREDREPRESENTATIVESECURIANASSETMANAGEMENT(SAM)SECICCCSECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERFORMADVINDEPENDENTTRUSTEESINVESTMENTCOMPANYCOMPLIANCEOUTSIDEBUSINESSACTIVITY(OBA)ASSETSUNDERMANAGEMENT38a-1SECURIANFINANCIALSERVICES(SFS)206(4)-7ADVERTISINGGENERALACCOUNTSOCIALMEDIARULES ANDREGULATIONSSUPERVISIONINVESTMENTADVISERBOARDMEETINGACCESSPERSONSWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTPORTFOLIOMANAGERSFINRASUB-ADVISERSBOOKSANDRECORDSREGISTEREDREPRESENTATIVE

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. SECURIAN ASSET MANAGEMENT (SAM)
  2. SEC
  3. ICCC
  4. SECURIAN FUNDS TRUST (SFT)
  5. CHIEF COMPLIANCE OFFICER
  6. FORM ADV
  7. INDEPENDENT TRUSTEES
  8. INVESTMENT COMPANY
  9. COMPLIANCE
  10. OUTSIDE BUSINESS ACTIVITY (OBA)
  11. ASSETS UNDER MANAGEMENT
  12. 38a-1
  13. SECURIAN FINANCIAL SERVICES (SFS)
  14. 206(4)-7
  15. ADVERTISING
  16. GENERAL ACCOUNT
  17. SOCIAL MEDIA
  18. RULES AND REGULATIONS
  19. SUPERVISION
  20. INVESTMENT ADVISER
  21. BOARD MEETING
  22. ACCESS PERSONS
  23. WHOLESALE BROKER DEALER
  24. PERSONAL SECURITIES ACCOUNT
  25. PORTFOLIO MANAGERS
  26. FINRA
  27. SUB-ADVISERS
  28. BOOKS AND RECORDS
  29. REGISTERED REPRESENTATIVE