206(4)-7SECURIANASSETMANAGEMENT(SAM)PORTFOLIOMANAGERSINVESTMENTADVISERRULES ANDREGULATIONSPERSONALSECURITIESACCOUNTREGISTEREDREPRESENTATIVESOCIALMEDIACHIEFCOMPLIANCEOFFICERACCESSPERSONSWHOLESALEBROKERDEALER38a-1ICCCSUB-ADVISERSCOMPLIANCESECURIANFINANCIALSERVICES(SFS)SUPERVISIONASSETSUNDERMANAGEMENTFINRAOUTSIDEBUSINESSACTIVITY(OBA)GENERALACCOUNTSECFORMADVBOARDMEETINGSECURIANFUNDSTRUST(SFT)ADVERTISINGINDEPENDENTTRUSTEESBOOKSANDRECORDSINVESTMENTCOMPANY206(4)-7SECURIANASSETMANAGEMENT(SAM)PORTFOLIOMANAGERSINVESTMENTADVISERRULES ANDREGULATIONSPERSONALSECURITIESACCOUNTREGISTEREDREPRESENTATIVESOCIALMEDIACHIEFCOMPLIANCEOFFICERACCESSPERSONSWHOLESALEBROKERDEALER38a-1ICCCSUB-ADVISERSCOMPLIANCESECURIANFINANCIALSERVICES(SFS)SUPERVISIONASSETSUNDERMANAGEMENTFINRAOUTSIDEBUSINESSACTIVITY(OBA)GENERALACCOUNTSECFORMADVBOARDMEETINGSECURIANFUNDSTRUST(SFT)ADVERTISINGINDEPENDENTTRUSTEESBOOKSANDRECORDSINVESTMENTCOMPANY

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
  1. 206(4)-7
  2. SECURIAN ASSET MANAGEMENT (SAM)
  3. PORTFOLIO MANAGERS
  4. INVESTMENT ADVISER
  5. RULES AND REGULATIONS
  6. PERSONAL SECURITIES ACCOUNT
  7. REGISTERED REPRESENTATIVE
  8. SOCIAL MEDIA
  9. CHIEF COMPLIANCE OFFICER
  10. ACCESS PERSONS
  11. WHOLESALE BROKER DEALER
  12. 38a-1
  13. ICCC
  14. SUB-ADVISERS
  15. COMPLIANCE
  16. SECURIAN FINANCIAL SERVICES (SFS)
  17. SUPERVISION
  18. ASSETS UNDER MANAGEMENT
  19. FINRA
  20. OUTSIDE BUSINESS ACTIVITY (OBA)
  21. GENERAL ACCOUNT
  22. SEC
  23. FORM ADV
  24. BOARD MEETING
  25. SECURIAN FUNDS TRUST (SFT)
  26. ADVERTISING
  27. INDEPENDENT TRUSTEES
  28. BOOKS AND RECORDS
  29. INVESTMENT COMPANY