FORMADVBOOKSANDRECORDSBOARDMEETING206(4)-7SUPERVISIONINDEPENDENTTRUSTEESCOMPLIANCERULES ANDREGULATIONSSECURIANASSETMANAGEMENT(SAM)ICCCSECURIANFINANCIALSERVICES(SFS)ADVERTISINGFINRA38a-1REGISTEREDREPRESENTATIVESECPERSONALSECURITIESACCOUNTSUB-ADVISERSGENERALACCOUNTINVESTMENTADVISERSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSINVESTMENTCOMPANYCHIEFCOMPLIANCEOFFICERASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERSOCIALMEDIAACCESSPERSONSOUTSIDEBUSINESSACTIVITY(OBA)FORMADVBOOKSANDRECORDSBOARDMEETING206(4)-7SUPERVISIONINDEPENDENTTRUSTEESCOMPLIANCERULES ANDREGULATIONSSECURIANASSETMANAGEMENT(SAM)ICCCSECURIANFINANCIALSERVICES(SFS)ADVERTISINGFINRA38a-1REGISTEREDREPRESENTATIVESECPERSONALSECURITIESACCOUNTSUB-ADVISERSGENERALACCOUNTINVESTMENTADVISERSECURIANFUNDSTRUST(SFT)PORTFOLIOMANAGERSINVESTMENTCOMPANYCHIEFCOMPLIANCEOFFICERASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERSOCIALMEDIAACCESSPERSONSOUTSIDEBUSINESSACTIVITY(OBA)

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. FORM ADV
  2. BOOKS AND RECORDS
  3. BOARD MEETING
  4. 206(4)-7
  5. SUPERVISION
  6. INDEPENDENT TRUSTEES
  7. COMPLIANCE
  8. RULES AND REGULATIONS
  9. SECURIAN ASSET MANAGEMENT (SAM)
  10. ICCC
  11. SECURIAN FINANCIAL SERVICES (SFS)
  12. ADVERTISING
  13. FINRA
  14. 38a-1
  15. REGISTERED REPRESENTATIVE
  16. SEC
  17. PERSONAL SECURITIES ACCOUNT
  18. SUB-ADVISERS
  19. GENERAL ACCOUNT
  20. INVESTMENT ADVISER
  21. SECURIAN FUNDS TRUST (SFT)
  22. PORTFOLIO MANAGERS
  23. INVESTMENT COMPANY
  24. CHIEF COMPLIANCE OFFICER
  25. ASSETS UNDER MANAGEMENT
  26. WHOLESALE BROKER DEALER
  27. SOCIAL MEDIA
  28. ACCESS PERSONS
  29. OUTSIDE BUSINESS ACTIVITY (OBA)