SECURIANFINANCIALSERVICES(SFS)OUTSIDEBUSINESSACTIVITY(OBA)SUB-ADVISERSBOOKSANDRECORDS38a-1BOARDMEETINGCHIEFCOMPLIANCEOFFICERFINRAASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEFORMADVPORTFOLIOMANAGERSRULES ANDREGULATIONSSECINVESTMENTADVISERSOCIALMEDIASECURIANFUNDSTRUST(SFT)COMPLIANCEACCESSPERSONSGENERALACCOUNTSUPERVISIONWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTINDEPENDENTTRUSTEES206(4)-7SECURIANASSETMANAGEMENT(SAM)ICCCADVERTISINGINVESTMENTCOMPANYSECURIANFINANCIALSERVICES(SFS)OUTSIDEBUSINESSACTIVITY(OBA)SUB-ADVISERSBOOKSANDRECORDS38a-1BOARDMEETINGCHIEFCOMPLIANCEOFFICERFINRAASSETSUNDERMANAGEMENTREGISTEREDREPRESENTATIVEFORMADVPORTFOLIOMANAGERSRULES ANDREGULATIONSSECINVESTMENTADVISERSOCIALMEDIASECURIANFUNDSTRUST(SFT)COMPLIANCEACCESSPERSONSGENERALACCOUNTSUPERVISIONWHOLESALEBROKERDEALERPERSONALSECURITIESACCOUNTINDEPENDENTTRUSTEES206(4)-7SECURIANASSETMANAGEMENT(SAM)ICCCADVERTISINGINVESTMENTCOMPANY

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
  1. SECURIAN FINANCIAL SERVICES (SFS)
  2. OUTSIDE BUSINESS ACTIVITY (OBA)
  3. SUB-ADVISERS
  4. BOOKS AND RECORDS
  5. 38a-1
  6. BOARD MEETING
  7. CHIEF COMPLIANCE OFFICER
  8. FINRA
  9. ASSETS UNDER MANAGEMENT
  10. REGISTERED REPRESENTATIVE
  11. FORM ADV
  12. PORTFOLIO MANAGERS
  13. RULES AND REGULATIONS
  14. SEC
  15. INVESTMENT ADVISER
  16. SOCIAL MEDIA
  17. SECURIAN FUNDS TRUST (SFT)
  18. COMPLIANCE
  19. ACCESS PERSONS
  20. GENERAL ACCOUNT
  21. SUPERVISION
  22. WHOLESALE BROKER DEALER
  23. PERSONAL SECURITIES ACCOUNT
  24. INDEPENDENT TRUSTEES
  25. 206(4)-7
  26. SECURIAN ASSET MANAGEMENT (SAM)
  27. ICCC
  28. ADVERTISING
  29. INVESTMENT COMPANY