FORMADVCHIEFCOMPLIANCEOFFICERSOCIALMEDIABOOKSANDRECORDSGENERALACCOUNTRULES ANDREGULATIONSBOARDMEETINGWHOLESALEBROKERDEALERFINRACOMPLIANCEINVESTMENTADVISERSECURIANASSETMANAGEMENT(SAM)OUTSIDEBUSINESSACTIVITY(OBA)38a-1PERSONALSECURITIESACCOUNTREGISTEREDREPRESENTATIVESUB-ADVISERSSUPERVISIONICCCINVESTMENTCOMPANYPORTFOLIOMANAGERSINDEPENDENTTRUSTEES206(4)-7SECURIANFINANCIALSERVICES(SFS)ASSETSUNDERMANAGEMENTSECURIANFUNDSTRUST(SFT)SECACCESSPERSONSADVERTISINGFORMADVCHIEFCOMPLIANCEOFFICERSOCIALMEDIABOOKSANDRECORDSGENERALACCOUNTRULES ANDREGULATIONSBOARDMEETINGWHOLESALEBROKERDEALERFINRACOMPLIANCEINVESTMENTADVISERSECURIANASSETMANAGEMENT(SAM)OUTSIDEBUSINESSACTIVITY(OBA)38a-1PERSONALSECURITIESACCOUNTREGISTEREDREPRESENTATIVESUB-ADVISERSSUPERVISIONICCCINVESTMENTCOMPANYPORTFOLIOMANAGERSINDEPENDENTTRUSTEES206(4)-7SECURIANFINANCIALSERVICES(SFS)ASSETSUNDERMANAGEMENTSECURIANFUNDSTRUST(SFT)SECACCESSPERSONSADVERTISING

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
  1. FORM ADV
  2. CHIEF COMPLIANCE OFFICER
  3. SOCIAL MEDIA
  4. BOOKS AND RECORDS
  5. GENERAL ACCOUNT
  6. RULES AND REGULATIONS
  7. BOARD MEETING
  8. WHOLESALE BROKER DEALER
  9. FINRA
  10. COMPLIANCE
  11. INVESTMENT ADVISER
  12. SECURIAN ASSET MANAGEMENT (SAM)
  13. OUTSIDE BUSINESS ACTIVITY (OBA)
  14. 38a-1
  15. PERSONAL SECURITIES ACCOUNT
  16. REGISTERED REPRESENTATIVE
  17. SUB-ADVISERS
  18. SUPERVISION
  19. ICCC
  20. INVESTMENT COMPANY
  21. PORTFOLIO MANAGERS
  22. INDEPENDENT TRUSTEES
  23. 206(4)-7
  24. SECURIAN FINANCIAL SERVICES (SFS)
  25. ASSETS UNDER MANAGEMENT
  26. SECURIAN FUNDS TRUST (SFT)
  27. SEC
  28. ACCESS PERSONS
  29. ADVERTISING