FORMADVSOCIALMEDIAINVESTMENTADVISERICCCSUPERVISIONSECURIANASSETMANAGEMENT(SAM)SUB-ADVISERSSECURIANFINANCIALSERVICES(SFS)INDEPENDENTTRUSTEESASSETSUNDERMANAGEMENT38a-1PORTFOLIOMANAGERSBOOKSANDRECORDSGENERALACCOUNT206(4)-7ACCESSPERSONSFINRASECURIANFUNDSTRUST(SFT)PERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERBOARDMEETINGINVESTMENTCOMPANYCOMPLIANCEADVERTISINGREGISTEREDREPRESENTATIVEWHOLESALEBROKERDEALEROUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSSECFORMADVSOCIALMEDIAINVESTMENTADVISERICCCSUPERVISIONSECURIANASSETMANAGEMENT(SAM)SUB-ADVISERSSECURIANFINANCIALSERVICES(SFS)INDEPENDENTTRUSTEESASSETSUNDERMANAGEMENT38a-1PORTFOLIOMANAGERSBOOKSANDRECORDSGENERALACCOUNT206(4)-7ACCESSPERSONSFINRASECURIANFUNDSTRUST(SFT)PERSONALSECURITIESACCOUNTCHIEFCOMPLIANCEOFFICERBOARDMEETINGINVESTMENTCOMPANYCOMPLIANCEADVERTISINGREGISTEREDREPRESENTATIVEWHOLESALEBROKERDEALEROUTSIDEBUSINESSACTIVITY(OBA)RULES ANDREGULATIONSSEC

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. FORM ADV
  2. SOCIAL MEDIA
  3. INVESTMENT ADVISER
  4. ICCC
  5. SUPERVISION
  6. SECURIAN ASSET MANAGEMENT (SAM)
  7. SUB-ADVISERS
  8. SECURIAN FINANCIAL SERVICES (SFS)
  9. INDEPENDENT TRUSTEES
  10. ASSETS UNDER MANAGEMENT
  11. 38a-1
  12. PORTFOLIO MANAGERS
  13. BOOKS AND RECORDS
  14. GENERAL ACCOUNT
  15. 206(4)-7
  16. ACCESS PERSONS
  17. FINRA
  18. SECURIAN FUNDS TRUST (SFT)
  19. PERSONAL SECURITIES ACCOUNT
  20. CHIEF COMPLIANCE OFFICER
  21. BOARD MEETING
  22. INVESTMENT COMPANY
  23. COMPLIANCE
  24. ADVERTISING
  25. REGISTERED REPRESENTATIVE
  26. WHOLESALE BROKER DEALER
  27. OUTSIDE BUSINESS ACTIVITY (OBA)
  28. RULES AND REGULATIONS
  29. SEC