PERSONALSECURITIESACCOUNTBOOKSANDRECORDSSUPERVISIONCHIEFCOMPLIANCEOFFICERFINRAFORMADV38a-1INVESTMENTADVISERBOARDMEETINGREGISTEREDREPRESENTATIVERULES ANDREGULATIONSASSETSUNDERMANAGEMENTSOCIALMEDIAWHOLESALEBROKERDEALERSECURIANFINANCIALSERVICES(SFS)PORTFOLIOMANAGERSINDEPENDENTTRUSTEESSUB-ADVISERSADVERTISINGACCESSPERSONSCOMPLIANCE206(4)-7GENERALACCOUNTINVESTMENTCOMPANYSECURIANFUNDSTRUST(SFT)SECSECURIANASSETMANAGEMENT(SAM)OUTSIDEBUSINESSACTIVITY(OBA)ICCCPERSONALSECURITIESACCOUNTBOOKSANDRECORDSSUPERVISIONCHIEFCOMPLIANCEOFFICERFINRAFORMADV38a-1INVESTMENTADVISERBOARDMEETINGREGISTEREDREPRESENTATIVERULES ANDREGULATIONSASSETSUNDERMANAGEMENTSOCIALMEDIAWHOLESALEBROKERDEALERSECURIANFINANCIALSERVICES(SFS)PORTFOLIOMANAGERSINDEPENDENTTRUSTEESSUB-ADVISERSADVERTISINGACCESSPERSONSCOMPLIANCE206(4)-7GENERALACCOUNTINVESTMENTCOMPANYSECURIANFUNDSTRUST(SFT)SECSECURIANASSETMANAGEMENT(SAM)OUTSIDEBUSINESSACTIVITY(OBA)ICCC

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. PERSONAL SECURITIES ACCOUNT
  2. BOOKS AND RECORDS
  3. SUPERVISION
  4. CHIEF COMPLIANCE OFFICER
  5. FINRA
  6. FORM ADV
  7. 38a-1
  8. INVESTMENT ADVISER
  9. BOARD MEETING
  10. REGISTERED REPRESENTATIVE
  11. RULES AND REGULATIONS
  12. ASSETS UNDER MANAGEMENT
  13. SOCIAL MEDIA
  14. WHOLESALE BROKER DEALER
  15. SECURIAN FINANCIAL SERVICES (SFS)
  16. PORTFOLIO MANAGERS
  17. INDEPENDENT TRUSTEES
  18. SUB-ADVISERS
  19. ADVERTISING
  20. ACCESS PERSONS
  21. COMPLIANCE
  22. 206(4)-7
  23. GENERAL ACCOUNT
  24. INVESTMENT COMPANY
  25. SECURIAN FUNDS TRUST (SFT)
  26. SEC
  27. SECURIAN ASSET MANAGEMENT (SAM)
  28. OUTSIDE BUSINESS ACTIVITY (OBA)
  29. ICCC