SUPERVISIONRULES ANDREGULATIONSBOARDMEETINGPORTFOLIOMANAGERSSECURIANFUNDSTRUST(SFT)ADVERTISINGINVESTMENTCOMPANYFORMADVSUB-ADVISERSGENERALACCOUNTREGISTEREDREPRESENTATIVE38a-1ASSETSUNDERMANAGEMENTSECSOCIALMEDIAOUTSIDEBUSINESSACTIVITY(OBA)SECURIANASSETMANAGEMENT(SAM)INVESTMENTADVISERCOMPLIANCEACCESSPERSONSBOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)ICCC206(4)-7WHOLESALEBROKERDEALERINDEPENDENTTRUSTEESCHIEFCOMPLIANCEOFFICERFINRAPERSONALSECURITIESACCOUNTSUPERVISIONRULES ANDREGULATIONSBOARDMEETINGPORTFOLIOMANAGERSSECURIANFUNDSTRUST(SFT)ADVERTISINGINVESTMENTCOMPANYFORMADVSUB-ADVISERSGENERALACCOUNTREGISTEREDREPRESENTATIVE38a-1ASSETSUNDERMANAGEMENTSECSOCIALMEDIAOUTSIDEBUSINESSACTIVITY(OBA)SECURIANASSETMANAGEMENT(SAM)INVESTMENTADVISERCOMPLIANCEACCESSPERSONSBOOKSANDRECORDSSECURIANFINANCIALSERVICES(SFS)ICCC206(4)-7WHOLESALEBROKERDEALERINDEPENDENTTRUSTEESCHIEFCOMPLIANCEOFFICERFINRAPERSONALSECURITIESACCOUNT

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. SUPERVISION
  2. RULES AND REGULATIONS
  3. BOARD MEETING
  4. PORTFOLIO MANAGERS
  5. SECURIAN FUNDS TRUST (SFT)
  6. ADVERTISING
  7. INVESTMENT COMPANY
  8. FORM ADV
  9. SUB-ADVISERS
  10. GENERAL ACCOUNT
  11. REGISTERED REPRESENTATIVE
  12. 38a-1
  13. ASSETS UNDER MANAGEMENT
  14. SEC
  15. SOCIAL MEDIA
  16. OUTSIDE BUSINESS ACTIVITY (OBA)
  17. SECURIAN ASSET MANAGEMENT (SAM)
  18. INVESTMENT ADVISER
  19. COMPLIANCE
  20. ACCESS PERSONS
  21. BOOKS AND RECORDS
  22. SECURIAN FINANCIAL SERVICES (SFS)
  23. ICCC
  24. 206(4)-7
  25. WHOLESALE BROKER DEALER
  26. INDEPENDENT TRUSTEES
  27. CHIEF COMPLIANCE OFFICER
  28. FINRA
  29. PERSONAL SECURITIES ACCOUNT