SECPERSONALSECURITIESACCOUNTICCCBOOKSANDRECORDSSUB-ADVISERSSUPERVISIONSOCIALMEDIAACCESSPERSONSSECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERGENERALACCOUNTASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERINVESTMENTADVISERSECURIANFINANCIALSERVICES(SFS)INVESTMENTCOMPANYFORMADV38a-1INDEPENDENTTRUSTEESCOMPLIANCEBOARDMEETINGFINRAOUTSIDEBUSINESSACTIVITY(OBA)ADVERTISINGSECURIANASSETMANAGEMENT(SAM)PORTFOLIOMANAGERSRULES ANDREGULATIONS206(4)-7REGISTEREDREPRESENTATIVESECPERSONALSECURITIESACCOUNTICCCBOOKSANDRECORDSSUB-ADVISERSSUPERVISIONSOCIALMEDIAACCESSPERSONSSECURIANFUNDSTRUST(SFT)CHIEFCOMPLIANCEOFFICERGENERALACCOUNTASSETSUNDERMANAGEMENTWHOLESALEBROKERDEALERINVESTMENTADVISERSECURIANFINANCIALSERVICES(SFS)INVESTMENTCOMPANYFORMADV38a-1INDEPENDENTTRUSTEESCOMPLIANCEBOARDMEETINGFINRAOUTSIDEBUSINESSACTIVITY(OBA)ADVERTISINGSECURIANASSETMANAGEMENT(SAM)PORTFOLIOMANAGERSRULES ANDREGULATIONS206(4)-7REGISTEREDREPRESENTATIVE

COMPLIANCE BINGO! - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. SEC
  2. PERSONAL SECURITIES ACCOUNT
  3. ICCC
  4. BOOKS AND RECORDS
  5. SUB-ADVISERS
  6. SUPERVISION
  7. SOCIAL MEDIA
  8. ACCESS PERSONS
  9. SECURIAN FUNDS TRUST (SFT)
  10. CHIEF COMPLIANCE OFFICER
  11. GENERAL ACCOUNT
  12. ASSETS UNDER MANAGEMENT
  13. WHOLESALE BROKER DEALER
  14. INVESTMENT ADVISER
  15. SECURIAN FINANCIAL SERVICES (SFS)
  16. INVESTMENT COMPANY
  17. FORM ADV
  18. 38a-1
  19. INDEPENDENT TRUSTEES
  20. COMPLIANCE
  21. BOARD MEETING
  22. FINRA
  23. OUTSIDE BUSINESS ACTIVITY (OBA)
  24. ADVERTISING
  25. SECURIAN ASSET MANAGEMENT (SAM)
  26. PORTFOLIO MANAGERS
  27. RULES AND REGULATIONS
  28. 206(4)-7
  29. REGISTERED REPRESENTATIVE