Compliance Bingo

Compliance Bingo Card
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This bingo card has a free space and 31 words: Marketing, Compliance manual, Code of Ethics, 3rd Party Transfer of funds, Conflict of Interest, Trading, NPI, Elder abuse, Clean desk policy, Archiving, Trade error log, Compliance, Checks, Insider Trading Policy, Red Flag Policy, Testimonial, IT, $500, Contract, Social Media, IPS, Email, Exhibit C, Name dropping, OBA, Printing, Verbal confirmation, Stock certificate, Access Person, Fiduciary and IPO(or Private investments).

More like this:

Compliance Bingo! | 2014 Compliance Awareness | VMware Compliance & Privacy Summit | VMware Compliance & Privacy Summit | VMware Compliance & Privacy Summit

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With players vying for a you'll have to call about __ items before someone wins. There's a __% chance that a lucky player would win after calling __ items.

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