InsiderTradingPolicyEmailFiduciaryIPSStockcertificateITCompliancemanualContractOBANamedroppingCleandeskpolicyArchivingTradeerrorlogSocialMediaChecksNPI$500TradingTestimonialRedFlagPolicyIPO(orPrivateinvestments)ElderabuseVerbalconfirmationConflictofInterestPrinting3rd PartyTransferof fundsCodeofEthicsComplianceAccessPersonMarketingExhibitCInsiderTradingPolicyEmailFiduciaryIPSStockcertificateITCompliancemanualContractOBANamedroppingCleandeskpolicyArchivingTradeerrorlogSocialMediaChecksNPI$500TradingTestimonialRedFlagPolicyIPO(orPrivateinvestments)ElderabuseVerbalconfirmationConflictofInterestPrinting3rd PartyTransferof fundsCodeofEthicsComplianceAccessPersonMarketingExhibitC

Compliance Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Insider Trading Policy
  2. Email
  3. Fiduciary
  4. IPS
  5. Stock certificate
  6. IT
  7. Compliance manual
  8. Contract
  9. OBA
  10. Name dropping
  11. Clean desk policy
  12. Archiving
  13. Trade error log
  14. Social Media
  15. Checks
  16. NPI
  17. $500
  18. Trading
  19. Testimonial
  20. Red Flag Policy
  21. IPO(or Private investments)
  22. Elder abuse
  23. Verbal confirmation
  24. Conflict of Interest
  25. Printing
  26. 3rd Party Transfer of funds
  27. Code of Ethics
  28. Compliance
  29. Access Person
  30. Marketing
  31. Exhibit C