SocialMediaComplianceTradeerrorlogCodeofEthics3rd PartyTransferof fundsRedFlagPolicyInsiderTradingPolicyIPSFiduciary$500ChecksVerbalconfirmationArchivingNPIMarketingTestimonialCleandeskpolicyAccessPersonOBANamedroppingITPrintingIPO(orPrivateinvestments)TradingStockcertificateCompliancemanualEmailExhibitCElderabuseConflictofInterestContractSocialMediaComplianceTradeerrorlogCodeofEthics3rd PartyTransferof fundsRedFlagPolicyInsiderTradingPolicyIPSFiduciary$500ChecksVerbalconfirmationArchivingNPIMarketingTestimonialCleandeskpolicyAccessPersonOBANamedroppingITPrintingIPO(orPrivateinvestments)TradingStockcertificateCompliancemanualEmailExhibitCElderabuseConflictofInterestContract

Compliance Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
  1. Social Media
  2. Compliance
  3. Trade error log
  4. Code of Ethics
  5. 3rd Party Transfer of funds
  6. Red Flag Policy
  7. Insider Trading Policy
  8. IPS
  9. Fiduciary
  10. $500
  11. Checks
  12. Verbal confirmation
  13. Archiving
  14. NPI
  15. Marketing
  16. Testimonial
  17. Clean desk policy
  18. Access Person
  19. OBA
  20. Name dropping
  21. IT
  22. Printing
  23. IPO(or Private investments)
  24. Trading
  25. Stock certificate
  26. Compliance manual
  27. Email
  28. Exhibit C
  29. Elder abuse
  30. Conflict of Interest
  31. Contract