This bingo card has a free space and 24 words: Audit Trail, The SEC, Each Employee, PWM's Central Compliance Files, Anyone in management, Trade Error Correction Folder, Outside Business Activity Notification Form, Order Memoranda, Proper Valuations, Report it, CCO or designee, Organization Chart, Independent Custodians, Harassment, Retaliation, or adverse employment consequences, Trade Errors, Legal or tax advice, Pro-rata Basis, Broker-dealer, Bank, or Pricing Service, Viewed as a serious disciplinary offense, Investment decision-making process, Compliance Manual, Portfolio Statement, CCO and Confidentially or anonymously.
Delivery Team Bingo Game | Bingo | CCO Bingo | Bingo | C&A TM Escalation Protocol
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With players vying for a you'll have to call about __ items before someone wins. There's a __% chance that a lucky player would win after calling __ items.
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