Investmentdecision-makingprocessProperValuationsOrderMemorandaViewed asa seriousdisciplinaryoffenseConfidentiallyoranonymouslyOutsideBusinessActivityNotificationFormCCO ordesigneeTradeErrorsAuditTrailPortfolioStatementBroker-dealer, Bank,or PricingServicePWM'sCentralComplianceFilesLegalor taxadviceOrganizationChartReportitAnyone inmanagementPro-rataBasisHarassment,Retaliation, oradverseemploymentconsequencesComplianceManualTradeErrorCorrectionFolderCCOEachEmployeeIndependentCustodiansTheSECInvestmentdecision-makingprocessProperValuationsOrderMemorandaViewed asa seriousdisciplinaryoffenseConfidentiallyoranonymouslyOutsideBusinessActivityNotificationFormCCO ordesigneeTradeErrorsAuditTrailPortfolioStatementBroker-dealer, Bank,or PricingServicePWM'sCentralComplianceFilesLegalor taxadviceOrganizationChartReportitAnyone inmanagementPro-rataBasisHarassment,Retaliation, oradverseemploymentconsequencesComplianceManualTradeErrorCorrectionFolderCCOEachEmployeeIndependentCustodiansTheSEC

Untitled Bingo - Call List

(Print) Use this randomly generated list as your call list when playing the game. There is no need to say the BINGO column name. Place some kind of mark (like an X, a checkmark, a dot, tally mark, etc) on each cell as you announce it, to keep track. You can also cut out each item, place them in a bag and pull words from the bag.


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  1. Investment decision-making process
  2. Proper Valuations
  3. Order Memoranda
  4. Viewed as a serious disciplinary offense
  5. Confidentially or anonymously
  6. Outside Business Activity Notification Form
  7. CCO or designee
  8. Trade Errors
  9. Audit Trail
  10. Portfolio Statement
  11. Broker-dealer, Bank, or Pricing Service
  12. PWM's Central Compliance Files
  13. Legal or tax advice
  14. Organization Chart
  15. Report it
  16. Anyone in management
  17. Pro-rata Basis
  18. Harassment, Retaliation, or adverse employment consequences
  19. Compliance Manual
  20. Trade Error Correction Folder
  21. CCO
  22. Each Employee
  23. Independent Custodians
  24. The SEC